USCA RIA’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

USCA RIA’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-6,922	Closed	-$330K	–	458
2020 Q1	$330K	Buy	6,922 +21	+0.3%	+$1.26K	0.04%	313
2019 Q4	$450K	Buy	6,901 +922	+15%	+$57.7K	0.04%	342
2019 Q3	$364K	Buy	5,979 +314	+6%	+$19.1K	0.04%	348
2019 Q2	$347K	Sell	5,665 -96	-2%	-$5.78K	0.04%	346
2019 Q1	$343K	Hold	5,761	–	–	0.04%	329
2018 Q4	$300K	Buy	5,761 +636	+12%	+$36.2K	0.04%	336
2018 Q3	$320K	Hold	5,125	–	–	0.03%	376
2018 Q2	$304K	Buy	5,125 +124	+2%	+$7.38K	0.03%	372
2018 Q1	$292K	Buy	5,001 +872	+21%	+$52.2K	0.03%	372
2017 Q4	$242K	Buy	+4,129	New	+$235K	0.03%	388

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

USCA RIA's FEX Position: Q2 2020 in Review

USCA RIA sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2020, closing a stake of 6,922 shares — an estimated $330K sold.

USCA RIA first reported a position in FEX in Q4 2017 and held it in 10 quarters. The position peaked at $450K in Q4 2019. 133 funds tracked by Wall St. Rank hold FEX as of Q2 2020.

USCA RIA reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q2 2020 after selling out during the quarter.
USCA RIA sold 6,922 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2020, an estimated $330K.
USCA RIA first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2017 and held it in 10 quarters.
USCA RIA's First Trust Large Cap Core AlphaDEX Fund position peaked at $450K in Q4 2019.
133 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2020.

Based on USCA RIA's 13F filing for Q2 2020, filed 13 Aug 2020.