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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FANJ
126
Financial Architects (New Jersey)
New Jersey
$20K -$142K -2,375 -88%
JFGIW
127
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$20K – – –
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$16K -$55.4K -925 -78%
1IA
129
1834 Investment Advisors
Wisconsin
$15K +$15.9K +265 New
MOS
130
MGO One Seven
Ohio
$7K – – –
AA
131
AlphaMark Advisors
Kentucky
$6K – – –
S
132
SignatureFD
Georgia
$6K +$5.99K +100 New
BlackRock
133
BlackRock
New York
$6K +$6.23K +104 New
HDIM
134
Hanson & Doremus Investment Management
Vermont
$4K – – –
RCAG
135
Rehmann Capital Advisory Group
Michigan
$4K +$3.65K +61 New
CFA
136
Carroll Financial Associates
North Carolina
$3K – – –
CPA
137
Clear Perspective Advisors
Illinois
$3K +$2.76K +46 New
TFS
138
TrustCore Financial Services
Tennessee
$2K – – –
HSA
139
HBK Sorce Advisory
Pennsylvania
– -$12.6M -215,512 Closed
IH
140
IFC Holdings
Florida
– -$5.93M -101,324 Closed
Susquehanna International Group
141
Susquehanna International Group
Pennsylvania
– -$2.12M -36,283 Closed
SI
142
SII Investments
Wisconsin
– -$910K -15,520 Closed
SG Americas Securities
143
SG Americas Securities
New York
– -$588K -10,048 Closed
Goldman Sachs
144
Goldman Sachs
New York
– -$347K -5,928 Closed
LNC
145
Lincoln National Corp
Pennsylvania
– -$303K -5,174 Closed
TSS
146
Two Sigma Securities
New York
– -$272K -4,642 Closed
PFM
147
Probabilities Fund Management
New York
– -$248K -4,240 Closed
VCM
148
Virtue Capital Management
Tennessee
– -$52K -895 Closed
CA
149
Calton & Associates
Florida
– -$44K -714 Closed
GI
150
Gradient Investments
Minnesota
– -$40K -689 Closed