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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
RIA
76
Regal Investment Advisors
Michigan
$623K +$176K +2,006 +38%
SF
77
Summit Financial
New Jersey
$614K +$630K +7,203 New
SAM
78
SignalPoint Asset Management
Missouri
$599K +$82.5K +943 +15%
PGFC
79
Peapack-Gladstone Financial Corp
New Jersey
$580K -$43.8K -500 -7%
FAIM
80
Financial Advocates Investment Management
Washington
$571K +$15.8K +181 +3%
CAM
81
Cozad Asset Management
Illinois
$556K +$15.3K +175 +3%
TRCT
82
Tower Research Capital (TRC)
New York
$514K +$113K +1,286 +27%
RA
83
RFG Advisory
Alabama
$500K -$79.3K -906 -13%
AWA
84
Arkadios Wealth Advisors
Georgia
$499K -$1.47M -16,746 -74%
CFGS
85
Concourse Financial Group Securities
Alabama
$491K -$25.6K -293 -5%
VA
86
Valmark Advisers
Ohio
$478K – – –
SIG
87
Sargent Investment Group
Maryland
$462K – – –
RFWA
88
RPg Family Wealth Advisory
Massachusetts
$457K – – –
GWM
89
Geneos Wealth Management
Colorado
$456K – – –
DFA
90
DHJJ Financial Advisors
Illinois
$453K -$79.2K -905 -15%
IWN
91
Independent Wealth Network
Iowa
$447K +$427K +4,877 New
EW
92
Element Wealth
Mississippi
$442K -$613 -7 -0.1%
AIC
93
Ameritas Investment Company
Nebraska
$413K +$208K +2,377 +97%
CWS
94
Cypress Wealth Services
California
$411K -$35K -400 -8%
AAP
95
Arax Advisory Partners
Colorado
$395K -$4.9K -56 -1%
VVP
96
Venture Visionary Partners
Ohio
$390K – – –
TWM
97
Triton Wealth Management
Arizona
$384K -$7.7K -88 -2%
EP
98
Eudaimonia Partners
Tennessee
$381K – – –
LNC
99
Lincoln National Corp
Pennsylvania
$373K +$438 +5 +0.1%
PFA
100
Pinnacle Family Advisors
Missouri
$366K -$1.49K -17 -0.4%
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4
5 6