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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
76
Benjamin F. Edwards & Company
Missouri
$372K +$170K +3,813 +75%
TH
77
Timber Hill
Connecticut
$342K +$364K +8,177 New
PGFC
78
Peapack-Gladstone Financial Corp
New Jersey
$335K
MC
79
Moors & Cabot
Massachusetts
$334K +$133K +2,979 +59%
Creative Planning
80
Creative Planning
Kansas
$320K +$340K +7,640 New
PAS
81
Partnervest Advisory Services
California
$284K +$23.3K +524 +8%
CS
82
Comerica Securities
Michigan
$272K +$290K +6,505 New
UFA
83
US Financial Advisors
Massachusetts
$229K
CPIG
84
Chicago Partners Investment Group
Illinois
$224K +$24.1K +541 +11%
WS
85
Wedbush Securities
California
$213K -$2.31K -52 -1%
NPC
86
National Planning Corporation
California
$200K -$22.1K -496 -10%
NFG
87
Next Financial Group
Texas
$150K +$15.5K +348 +11%
HA
88
Harfst & Associates
Wyoming
$125K
AIM
89
Advantage Investment Management
Iowa
$113K -$36.9K -828 -23%
FAM
90
Formidable Asset Management
Ohio
$72K
WRM
91
Westport Resources Management
Connecticut
$56K
SEI Investments
92
SEI Investments
Pennsylvania
$53K +$56.7K +1,274 New
SGC
93
South Georgia Capital
Illinois
$27K
Simplex Trading
94
Simplex Trading
Illinois
$20K +$21.7K +488 New
JFGIW
95
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$13K
AFS
96
Aft Forsyth & Sober
Florida
$12K
Bank of Montreal
97
Bank of Montreal
Ontario, Canada
$12K +$12.5K +281 New
MAS
98
Madden Advisory Services
Florida
$11K
IWMPD
99
Integrated Wealth Management (Palm Desert)
California
$6K
Fifth Third Bancorp
100
Fifth Third Bancorp
Ohio
$2K -$57.3K -1,286 -96%