National Planning Corporation’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

National Planning Corporation’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,895	Closed	-$433K	–	224
2017 Q3	$433K	Buy	7,895 +702	+10%	+$37.8K	0.04%	400
2017 Q2	$383K	Buy	7,193 +2,231	+45%	+$117K	0.03%	483
2017 Q1	$255K	Buy	+4,962	New	+$252K	0.02%	559
2016 Q1	–	Sell	-5,532	Closed	-$220K	–	682
2015 Q4	$220K	Buy	5,532 +1,092	+25%	+$48K	0.02%	601
2015 Q3	$200K	Sell	4,440 -496	-10%	-$22.1K	0.02%	566
2015 Q2	$226K	Hold	4,936	–	–	0.02%	547
2015 Q1	$231K	Buy	4,936 +202	+4%	+$9.31K	0.02%	557
2014 Q4	$212K	Sell	4,734 -1,650	-26%	-$73.1K	0.02%	648
2014 Q3	$276K	Buy	+6,384	New	+$282K	0.02%	577

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

National Planning Corporation's FEX Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2017, closing a stake of 7,895 shares — an estimated $433K sold.

National Planning Corporation first reported a position in FEX in Q3 2014 and held it in 9 quarters. The position peaked at $433K in Q3 2017. 145 funds tracked by Wall St. Rank hold FEX as of Q4 2017.

National Planning Corporation reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 7,895 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $433K.
National Planning Corporation first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q3 2014 and held it in 9 quarters.
National Planning Corporation's First Trust Large Cap Core AlphaDEX Fund position peaked at $433K in Q3 2017.
145 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.