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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CPIG
76
Chicago Partners Investment Group
Illinois
$192K +$186K +4,198 New
AIM
77
Advantage Investment Management
Iowa
$187K +$182K +4,103 New
Creative Planning
78
Creative Planning
Kansas
$183K
BFEC
79
Benjamin F. Edwards & Company
Missouri
$156K +$41K +925 +37%
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$84K +$13.7K +310 +20%
PNC Financial Services Group
81
PNC Financial Services Group
Pennsylvania
$72K +$20.2K +456 +41%
WRM
82
Westport Resources Management
Connecticut
$62K +$59.8K +1,350 New
SGC
83
South Georgia Capital
Illinois
$30K
Northwestern Mutual Wealth Management
84
Northwestern Mutual Wealth Management
Wisconsin
$27K +$25.8K +583 New
ASN
85
Advisory Services Network
Georgia
$18K +$17.8K +401 New
M
86
MOTCO
Texas
$16K +$2.92K +66 +24%
AFS
87
Aft Forsyth & Sober
Florida
$13K
FBT
88
Founders Bank & Trust
Michigan
$13K
MAS
89
Madden Advisory Services
Florida
$12K
AllianceBernstein
90
AllianceBernstein
Tennessee
$2K
BRWA
91
B. Riley Wealth Advisors
Florida
$1K +$1.11K +25 New
SI
92
Stephens Inc
Arkansas
-$1.09M -24,967 Closed
AUB
93
Atlantic Union Bankshares
Virginia
-$914K -21,000 Closed
CAN
94
Cetera Advisor Networks
California
-$327K -7,524 Closed
VF
95
Virtu Financial
New York
-$248K -5,698 Closed
WA
96
Waverly Advisors
Alabama
-$79K -1,816 Closed
S
97
SignatureFD
Georgia
-$66K -1,520 Closed
Parallax Volatility Advisers
98
Parallax Volatility Advisers
California
+$44 +1 New