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First Trust Emerging Markets Small Cap AlphaDEX Fund

73 hedge funds and large institutions have $199M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 7

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

89% more capital invested

Capital invested by funds: $106M → $199M (+$93.6M)

26% more funds holding

Funds holding: 5873 (+15)

2.05% more ownership

Funds ownership: 66.65%68.7% (+2.1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
73
Holders Change
+15
Holders Change %
+25.86%
% of All Funds
1.16%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
23
Increased
29
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
51
Kestra Advisory Services
Texas
$352K -$405K -10,499 -53%
MA
52
Mutual Advisors
Nebraska
$338K +$350K +9,077 New
OIA
53
OneDigital Investment Advisors
Kansas
$316K -$23.5K -610 -7%
WWM
54
Western Wealth Management
Colorado
$244K +$4.51K +117 +2%
GIA
55
Gladstone Institutional Advisory
Florida
$207K +$214K +5,550 New
MRCM
56
M&R Capital Management
New Jersey
$187K -$27K -700 -12%
PB
57
Pinnacle Bancorp
Nebraska
$182K
PTC
58
Private Trust Company
Ohio
$104K +$88.2K +2,288 +441%
NA
59
NewEdge Advisors
Louisiana
$104K -$4.05K -105 -4%
WAM
60
Worth Asset Management
Texas
$72.6K +$75.2K +1,950 New
GRP
61
Global Retirement Partners
California
$61.5K
FFA
62
Farther Finance Advisors
California
$29.1K -$34.5K -894 -53%
BAM
63
Belpointe Asset Management
Nevada
$20.2K -$31.4K -815 -60%
AAS
64
Ameritas Advisory Services
Nebraska
$18.7K +$19.4K +503 New
HCP
65
Hexagon Capital Partners
Arkansas
$15.5K
TCWA
66
Ten Capital Wealth Advisors
Washington
$14.9K
RCM
67
Raleigh Capital Management
North Carolina
$9.6K +$9.94K +258 New
SSC
68
Syverson Strege & Co
Iowa
$5.17K
IA
69
IFP Advisors
Florida
$2.48K
JP Morgan Chase
70
JP Morgan Chase
New York
$2.12K +$1.85K +48 +1,200%
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$1.3K +$1.15M +29,789 +577%
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$1.28K +$1.31K +34 New
HT
73
Headlands Technologies
Illinois
$707 +$732 +19 New
FAIM
74
Financial Advocates Investment Management
Washington
-$5.18M -132,905 Closed
WIM
75
WealthPlan Investment Management
Nebraska
-$3.21M -84,628 Closed

FEMS Hedge Fund Activity: Q1 2023 in Review

73 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2023, worth a combined $199M — up 89% from $106M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FEMS positions and 7 closed out — a net gain of 16 holders — while 29 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $25.5M. The largest seller was Financial Advocates Investment Management, exiting entirely with an estimated $5.18M sold.

  • 73 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2023, up from 58 in Q4 2022.
  • Funds reported $199M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2023, up 89% quarter-over-quarter.
  • 23 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2023 and 7 closed out, a net change of +16 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2023 was Morgan Stanley, an estimated $25.5M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2023 was Financial Advocates Investment Management, an estimated $5.18M sold.

Based on aggregated 13F filings for Q1 2023.