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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

73 hedge funds and large institutions have $199M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
+15
Holders Change %
+25.86%
% of All Funds
1.17%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
23
Increased
29
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$24.6M
2
Wells Fargo
Wells Fargo
California
+$18.8M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$12.6M
4
DWP
Destiny Wealth Partners
Florida
+$10.1M
5
SPIA
Steward Partners Investment Advisory
New York
+$8.64M

Top Sellers

1
FAIM
Financial Advocates Investment Management
Washington
-$5.18M
2
WIM
WealthPlan Investment Management
Nebraska
-$3.21M
3
EAM
Empirical Asset Management
Massachusetts
-$533K
4
6F
626 Financial
Michigan
-$527K
5
KAS
Kestra Advisory Services
Texas
-$391K
Name Holding Trade Value Shares
Change 		Shares
Change %
KAS
51
Kestra Advisory Services
Texas
$352K -$391K -10,499 -53%
MA
52
Mutual Advisors
Nebraska
$338K +$338K +9,077 New
OIA
53
OneDigital Investment Advisors
Kansas
$316K -$22.7K -610 -7%
WWM
54
Western Wealth Management
Colorado
$244K +$4.35K +117 +2%
GIA
55
Gladstone Institutional Advisory
Florida
$207K +$207K +5,550 New
MRCM
56
M&R Capital Management
New Jersey
$187K -$26K -700 -12%
PB
57
Pinnacle Bancorp
Nebraska
$182K – – –
PTC
58
Private Trust Company
Ohio
$104K +$85.1K +2,288 +441%
NA
59
NewEdge Advisors
Louisiana
$104K -$3.91K -105 -4%
WAM
60
Worth Asset Management
Texas
$72.6K +$72.6K +1,950 New
GRP
61
Global Retirement Partners
California
$61.5K – – –
FFA
62
Farther Finance Advisors
California
$29.1K -$33.3K -894 -53%
BAM
63
Belpointe Asset Management
Nevada
$20.2K -$30.3K -815 -60%
AAS
64
Ameritas Advisory Services
Nebraska
$18.7K +$18.7K +503 New
HCP
65
Hexagon Capital Partners
Arkansas
$15.5K – – –
TCWA
66
Ten Capital Wealth Advisors
Washington
$14.9K – – –
RCM
67
Raleigh Capital Management
North Carolina
$9.6K +$9.6K +258 New
SSC
68
Syverson Strege & Co
Iowa
$5.17K – – –
IA
69
IFP Advisors
Florida
$2.48K – – –
JPMorgan Chase & Co
70
JPMorgan Chase & Co
New York
$2.12K +$1.96K +48 +1,200%
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$1.3K +$1.11K +29,789 +577%
Bank of Montreal
72
Bank of Montreal
Ontario, Canada
$1.28K +$1.28K +34 New
HT
73
Headlands Technologies
Illinois
$707 +$707 +19 New
FAIM
74
Financial Advocates Investment Management
Washington
– -$5.18M -132,905 Closed
WIM
75
WealthPlan Investment Management
Nebraska
– -$3.21M -84,628 Closed
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