Empirical Asset Management’s First Trust Emerging Markets Small Cap AlphaDEX Fund FEMS Stock Holding History

Empirical Asset Management’s Portfolio FEMS Stock Details FEMS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-13,683	Closed	-$533K	–	161
2022 Q4	$533K	Sell	13,683 -1,234	-8%	-$44.3K	0.56%	66
2022 Q3	$476K	Sell	14,917 -2,882	-16%	-$99.3K	0.52%	74
2022 Q2	$618K	Sell	17,799 -3,812	-18%	-$145K	0.65%	44
2022 Q1	$878K	Buy	21,611 +3,482	+19%	+$140K	0.83%	38
2021 Q4	$729K	Buy	+18,129	New	+$745K	0.7%	44

Other funds holding FEMS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

DWP

Destiny Wealth Partners Tavares, Florida $914M AUM 18.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

626 Financial Portage, Michigan $257M AUM 22.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SMF

Sterling Manor Financial Saratoga Springs, New York $160M AUM 13.84% 1-Year Est. Return

Empirical Asset Management's FEMS Position: Q1 2023 in Review

Empirical Asset Management sold out of First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) in Q1 2023, closing a stake of 13,683 shares — an estimated $533K sold.

Empirical Asset Management first reported a position in FEMS in Q4 2021 and held it in 5 quarters. The position peaked at $878K in Q1 2022. 73 funds tracked by Wall St. Rank hold FEMS as of Q1 2023.

Empirical Asset Management reported no remaining First Trust Emerging Markets Small Cap AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
Empirical Asset Management sold 13,683 First Trust Emerging Markets Small Cap AlphaDEX Fund shares in Q1 2023, an estimated $533K.
Empirical Asset Management first reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund in Q4 2021 and held it in 5 quarters.
Empirical Asset Management's First Trust Emerging Markets Small Cap AlphaDEX Fund position peaked at $878K in Q1 2022.
73 funds tracked by Wall St. Rank held First Trust Emerging Markets Small Cap AlphaDEX Fund as of Q1 2023.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.