First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
51 hedge funds and large institutions have $56.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 8 closing their positions.
11% more capital invested
Capital invested by funds: $51M → $56.3M (+$5.39M)
7.03% more ownership
Funds ownership: 35.89% → 42.92% (+7%)
2% less funds holding
Funds holding: 52 → 51 (-1)
11% less repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 19
13% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$4.87M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$3.33M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$1.45M |
| 4 |
GVAG
Great Valley Advisor Group
Wilmington,
Delaware
|
+$924K |
| 5 |
LPL Financial
San Diego,
California
|
+$855K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$3.02M |
| 2 |
JIP
Jaffetilchin Investment Partners
Tampa,
Florida
|
-$476K |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$458K |
| 4 |
Morgan Stanley
New York
|
-$382K |
| 5 |
ZIG
Zurich Insurance Group
Zurich,
Switzerland
|
-$301K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JIP
51
Jaffetilchin Investment Partners
Tampa,
Florida
| – | -$476K | -13,571 | Closed |
|
|
ZIG
52
Zurich Insurance Group
Zurich,
Switzerland
| – | -$301K | -8,464 | Closed |
|
|
PFS
53
Prospera Financial Services
Dallas,
Texas
| – | -$263K | -7,500 | Closed |
|
|
CWA
54
Clarus Wealth Advisors
Peoria,
Arizona
| – | -$148K | -4,219 | Closed |
|
|
POIA
55
Pin Oak Investment Advisors
Houston,
Texas
| – | -$31K | -880 | Closed |
|
|
KCPG
56
Kavar Capital Partners Group
Leawood,
Kansas
| – | -$21K | -610 | Closed |
|
|
GWM
57
Geneos Wealth Management
Englewood,
Colorado
| – | -$17K | -500 | Closed |
|
58
Fidelity Investments
Boston,
Massachusetts
| – | -$35 | -1 | -33% |
|
FEMS Hedge Fund Activity: Q3 2019 in Review
51 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2019, worth a combined $56.3M — up 11% from $51M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of FEMS and 7 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 17 added.
The largest buyer was Citadel Advisors, adding an estimated $4.87M. The largest seller was Royal Bank of Canada, cutting an estimated $3.02M.
- 51 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2019, down from 52 in Q2 2019.
- Funds reported $56.3M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2019, up 11% quarter-over-quarter.
- 7 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of -1 holder.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2019 was Citadel Advisors, an estimated $4.87M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2019 was Royal Bank of Canada, an estimated $3.02M sold.
Based on aggregated 13F filings for Q3 2019.