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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

69 hedge funds and large institutions have $181M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.56% less ownership

Funds ownership: 64.03% → 63.47% (-0.56%)

5% less funds holding

Funds holding: 73 → 69 (-4)

15% less capital invested

Capital invested by funds: $214M → $181M (-$33M)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
12
Increased
21
Reduced
26
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OMC
Old Mission Capital
Illinois
+$4.22M
2
AAP
Arax Advisory Partners
Colorado
+$3.11M
3
IAA
Independent Advisor Alliance
North Carolina
+$2.91M
4
MFG
Merit Financial Group
Georgia
+$2.73M
5
Jane Street
Jane Street
New York
+$2.19M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$13.9M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$5.29M
3
AFA
AllGen Financial Advisors
Florida
-$2.72M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.67M
5
Morgan Stanley
Morgan Stanley
New York
-$2.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
TPA
26
Trivium Point Advisory
Connecticut
$1.44M +$204K +5,213 +16%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.4M -$632K -16,151 -30%
RW
28
RVW Wealth
California
$1.31M -$15.6K -399 -1%
HAS
29
HBW Advisory Services
California
$1.28M +$81.7K +2,087 +7%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$1.14M -$4.23K -108 -0.4%
Citadel Advisors
31
Citadel Advisors
Florida
$1.08M +$1.12M +28,677 New
LWP
32
LeClair Wealth Partners
Ohio
$1.07M +$1.12M +28,492 New
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
$1.07M -$152K -3,871 -12%
SA
34
SFI Advisors
New Jersey
$802K -$60.7K -1,551 -7%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$777K +$807K +20,608 New
WEG
36
World Equity Group
Illinois
$756K +$52.5K +1,342 +7%
OC
37
Oppenheimer & Co
New York
$733K +$13K +331 +2%
EH
38
Equitable Holdings
New York
$728K -$979 -25 -0.1%
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$726K +$753K +19,233 New
MML Investors Services
40
MML Investors Services
Massachusetts
$709K -$1.36M -34,646 -65%
AAS
41
Avantax Advisory Services
Texas
$529K +$152K +3,890 +38%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$429K -$59.2K -1,513 -12%
NFG
43
Nations Financial Group
Iowa
$389K +$15.9K +405 +4%
SWTS
44
Stonehaven Wealth & Tax Solutions
Wisconsin
$388K +$402K +10,278 New
MA
45
Mutual Advisors
Nebraska
$375K – – –
GIA
46
Gladstone Institutional Advisory
Florida
$235K -$42.9K -1,096 -15%
RIS
47
Richmond Investment Services
Wisconsin
$225K +$233K +5,954 New
TSS
48
Two Sigma Securities
New York
$215K +$223K +5,688 New
AFA
49
American Financial Advisors
Georgia
$213K -$783 -20 -0.4%
PTC
50
Private Trust Company
Ohio
$207K -$67.4K -1,721 -24%
1
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FEMS Hedge Fund Activity: Q4 2024 in Review

69 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2024, worth a combined $181M — down 15% from $214M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FEMS positions and 10 closed out — a net gain of 2 holders — while 21 added to existing stakes and 26 trimmed.

The largest buyer was Old Mission Capital, adding an estimated $4.22M. The largest seller was Wells Fargo, cutting an estimated $13.9M.

  • 69 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2024, down from 73 in Q3 2024.
  • Funds reported $181M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2024, down 15% quarter-over-quarter.
  • 12 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2024 and 10 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2024 was Old Mission Capital, an estimated $4.22M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2024 was Wells Fargo, an estimated $13.9M sold.

Based on aggregated 13F filings for Q4 2024.