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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

73 hedge funds and large institutions have $217M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less funds holding

Funds holding: 76 → 73 (-3)

10% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 29

10.42% less ownership

Funds ownership: 76.73% → 66.3% (-10%)

14% less capital invested

Capital invested by funds: $252M → $217M (-$34.9M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
9
Increased
26
Reduced
29
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$6.08M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$4.41M
3
Citadel Advisors
Citadel Advisors
Florida
+$4M
4
NA
NewEdge Advisors
Louisiana
+$2.99M
5
TC
TownSquare Capital
Utah
+$1.53M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$36.6M
2
MFG
Merit Financial Group
Georgia
-$4.4M
3
PAG
Private Advisor Group
New Jersey
-$3.56M
4
KA
Kure Advisory
Minnesota
-$2.52M
5
OMC
Old Mission Capital
Illinois
-$2.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAPTRUST Financial Advisors
26
CAPTRUST Financial Advisors
North Carolina
$1.61M -$121K -3,158 -7%
TC
27
TownSquare Capital
Utah
$1.54M +$1.53M +39,839 New
RW
28
RVW Wealth
California
$1.52M -$86.4K -2,252 -5%
CA
29
Cetera Advisors
Colorado
$1.46M +$254K +6,612 +21%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$1.09M -$3.11K -81 -0.3%
OMC
31
Old Mission Capital
Illinois
$1.09M -$2.34M -60,971 -68%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$1.03M +$240K +6,256 +31%
MML Investors Services
33
MML Investors Services
Massachusetts
$990K +$118K +3,077 +14%
FTUS
34
Flow Traders U.S.
New York
$989K +$981K +25,558 New
HAS
35
HBW Advisory Services
California
$948K – – –
BA
36
Bridge Advisory
California
$917K -$400K -10,437 -31%
EH
37
Equitable Holdings
New York
$899K -$505K -13,168 -36%
SA
38
SFI Advisors
New Jersey
$892K – – –
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$767K +$75.7K +1,974 +11%
SFP
40
Sweet Financial Partners
Minnesota
$745K – – –
OC
41
Oppenheimer & Co
New York
$709K +$10.8K +281 +2%
WEG
42
World Equity Group
Illinois
$697K +$58.7K +1,531 +9%
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$546K +$6.33K +165 +1%
NFG
44
Nations Financial Group
Iowa
$445K -$307 -8 -0.1%
MA
45
Mutual Advisors
Nebraska
$402K -$158K -4,117 -28%
GIA
46
Gladstone Institutional Advisory
Florida
$352K +$41.3K +1,077 +13%
AFA
47
American Financial Advisors
Georgia
$287K -$111K -2,887 -28%
Goldman Sachs
48
Goldman Sachs
New York
$278K +$276K +7,183 New
PTC
49
Private Trust Company
Ohio
$270K +$50.8K +1,324 +23%
KAS
50
Kestra Advisory Services
Texas
$257K +$50.8K +1,324 +25%
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FEMS Hedge Fund Activity: Q1 2024 in Review

73 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2024, worth a combined $217M — down 14% from $252M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEMS and 9 opened new positions — a net loss of 2 holders — while 29 trimmed existing stakes and 26 added.

The largest buyer was Jane Street, adding an estimated $6.08M. The largest seller was Morgan Stanley, cutting an estimated $36.6M.

  • 73 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2024, down from 76 in Q4 2023.
  • Funds reported $217M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2024, down 14% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2024 and 11 closed out, a net change of -2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2024 was Jane Street, an estimated $6.08M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $36.6M sold.

Based on aggregated 13F filings for Q1 2024.