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First Trust Emerging Markets Small Cap AlphaDEX Fund

53 hedge funds and large institutions have $86.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.1% more ownership

Funds ownership: 60.37%60.47% (+0.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

0% less capital invested

Capital invested by funds: $86.4M → $86.3M (-$115K)

4% less funds holding

Funds holding: 5553 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
53
Holders Change
-2
Holders Change %
-3.64%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
17
Reduced
17
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
26
Chiron Capital Management
Florida
$522K -$30.4K -758 -6%
LNC
27
Lincoln National Corp
Pennsylvania
$502K -$7.65K -191 -2%
QCIG
28
Quad-Cities Investment Group
Iowa
$376K +$801 +20 +0.2%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$363K
BAM
30
Belpointe Asset Management
Nevada
$339K -$4.69K -117 -1%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$314K +$310K +7,728 New
CG
32
Colony Group
Massachusetts
$306K -$5.89K -147 -2%
FTUS
33
Flow Traders U.S.
New York
$271K +$267K +6,664 New
KAS
34
Kestra Advisory Services
Texas
$266K -$113K -2,824 -30%
MRCM
35
M&R Capital Management
New Jersey
$263K
KWM
36
Kingsview Wealth Management
Oregon
$252K +$9.42K +235 +4%
PB
37
Pinnacle Bancorp
Nebraska
$198K +$196K +4,880 New
SWM
38
Spire Wealth Management
Virginia
$173K -$50.5K -1,261 -23%
HWM
39
Holloway Wealth Management
Florida
$111K
TCWA
40
Ten Capital Wealth Advisors
Washington
$88K -$60.8K -1,516 -41%
Koshinski Asset Management
41
Koshinski Asset Management
Illinois
$63.4K
GRP
42
Global Retirement Partners
California
$57K +$61.2K +1,527 New
SPIA
43
Steward Partners Investment Advisory
New York
$20K
HNB
44
Huntington National Bank
Ohio
$19K
HCP
45
Hexagon Capital Partners
Arkansas
$17K
OIA
46
Optimum Investment Advisors
Illinois
$9K +$8.86K +221 New
PFS
47
Prospera Financial Services
Texas
$9K +$8.94K +223 New
MCC
48
Money Concepts Capital
Florida
$9K +$9.06K +226 New
SSC
49
Syverson Strege & Co
Iowa
$5K
LPP
50
Life Planning Partners
Florida
$4K +$3.57K +89 New

FEMS Hedge Fund Activity: Q1 2022 in Review

53 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2022, worth a combined $86.3M — down 0.13% from $86.4M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FEMS and 10 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 17 added.

The largest buyer was LPL Financial, adding an estimated $4.68M. The largest seller was Private Advisor Group, exiting entirely with an estimated $3.5M sold.

  • 53 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2022, down from 55 in Q4 2021.
  • Funds reported $86.3M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2022, down 0.13% quarter-over-quarter.
  • 10 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2022 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2022 was LPL Financial, an estimated $4.68M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2022 was Private Advisor Group, an estimated $3.5M sold.

Based on aggregated 13F filings for Q1 2022.