We are live on ! Find out more
FEMS icon

First Trust Emerging Markets Small Cap AlphaDEX Fund

50 hedge funds and large institutions have $78.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

0.23% less ownership

Funds ownership: 52.31%52.08% (-0.23%)

6% less funds holding

Funds holding: 5350 (-3)

15% less capital invested

Capital invested by funds: $92.2M → $78.5M (-$13.8M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
50
Holders Change
-3
Holders Change %
-5.66%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
20
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$588K +$617K +13,856 New
CCM
27
Chiron Capital Management
Florida
$578K -$2.67K -60 -0.4%
HAS
28
HBW Advisory Services
California
$527K +$556K +12,472 New
QCIG
29
Quad-Cities Investment Group
Iowa
$421K +$20.8K +467 +5%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$378K +$535 +12 +0.1%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$340K +$3.21K +72 +0.9%
CFGS
32
Concourse Financial Group Securities
Alabama
$332K +$86.9K +1,951 +33%
CG
33
Colony Group
Massachusetts
$325K +$5.35K +120 +2%
HWM
34
Holloway Wealth Management
Florida
$286K
KWM
35
Kingsview Wealth Management
Oregon
$284K +$24.1K +541 +9%
MRCM
36
M&R Capital Management
New Jersey
$274K -$12.5K -280 -4%
HighTower Advisors
37
HighTower Advisors
Illinois
$266K -$4.46K -100 -2%
SWM
38
Spire Wealth Management
Virginia
$223K +$1.56K +35 +0.7%
SFPG
39
Stonebridge Financial Planning Group
Florida
$220K -$27.2K -610 -10%
TCWA
40
Ten Capital Wealth Advisors
Washington
$155K +$446 +10 +0.3%
KIG
41
Kowal Investment Group
Wisconsin
$108K +$114K +2,556 New
GRP
42
Global Retirement Partners
California
$80K +$15.7K +352 +23%
Koshinski Asset Management
43
Koshinski Asset Management
Illinois
$78.7K +$82.9K +1,860 New
PA
44
PSI Advisors
Florida
$25K +$25.9K +581 New
SPIA
45
Steward Partners Investment Advisory
New York
$21K
AWA
46
Arkadios Wealth Advisors
Georgia
$21K +$980 +22 +4%
HNB
47
Huntington National Bank
Ohio
$20K
HCP
48
Hexagon Capital Partners
Arkansas
$18K
Barclays
49
Barclays
United Kingdom
$4K +$4.46K +100 New
IA
50
IFP Advisors
Florida
$3K

FEMS Hedge Fund Activity: Q3 2021 in Review

50 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2021, worth a combined $78.5M — down 15% from $92.2M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FEMS and 9 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 20 added.

The largest buyer was Ameraudi Asset Management, adding an estimated $1.85M. The largest seller was Financial Advocates Investment Management, exiting entirely with an estimated $4.16M sold.

  • 50 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2021, down from 53 in Q2 2021.
  • Funds reported $78.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2021, down 15% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of -2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2021 was Ameraudi Asset Management, an estimated $1.85M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2021 was Financial Advocates Investment Management, an estimated $4.16M sold.

Based on aggregated 13F filings for Q3 2021.