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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

42 hedge funds and large institutions have $77.3M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
10
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$4.35M
2
Bank of America
Bank of America
North Carolina
+$721K
3
AFA
American Financial Advisors
Georgia
+$592K
4
QCIG
Quad-Cities Investment Group
Iowa
+$329K
5
CWM
Cornerstone Wealth Management
Missouri
+$245K

Top Sellers

1
RW
RVW Wealth
California
-$4.26M
2
UBS Group
UBS Group
Switzerland
-$2.63M
3
Jane Street
Jane Street
New York
-$2.5M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.16M
5
FTUS
Flow Traders U.S.
New York
-$2.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
MRCM
26
M&R Capital Management
New Jersey
$239K – – –
3AM
27
3D Asset Management
Connecticut
$231K +$231K +7,097 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$203K +$203K +6,220 New
PAG
29
Private Advisor Group
New Jersey
$136K +$136K +4,191 New
GRP
30
Global Retirement Partners
California
$50K – – –
AWA
31
Arkadios Wealth Advisors
Georgia
$27.1K +$249 +7 +0.9%
AIP
32
Ameritas Investment Partners
Nebraska
$23K – – –
CFGS
33
Concourse Financial Group Securities
Alabama
$18K -$4.17K -125 -19%
SPIA
34
Steward Partners Investment Advisory
New York
$16K – – –
SFPG
35
Stonebridge Financial Planning Group
Florida
$10K -$10K -300 -50%
VFA
36
Valeo Financial Advisors
Indiana
$6K +$69 +2 +1%
APA
37
American Portfolios Advisors
New York
$4.89K – – –
LFG
38
Larson Financial Group
Missouri
$2K -$467 -14 -19%
IA
39
IFP Advisors
Florida
$2K – – –
TI
40
tru Independence
Oregon
$1.12K +$1.12K +44,385 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$1K -$194 -7 -16%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$1K – – –
FTUS
43
Flow Traders U.S.
New York
– -$2.1M -83,261 Closed
HR
44
Hayden Royal
North Carolina
– -$759K -43,140 Closed
CIAS
45
Capital Investment Advisory Services
North Carolina
– -$105K -4,200 Closed
AIC
46
Ameritas Investment Company
Nebraska
– -$25K -1,003 Closed
MWM
47
MBE Wealth Management
Wisconsin
– -$7K -292 Closed
SF
48
Synovus Financial
Georgia
– -$3K -119 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
– -$2K -92 Closed
CAL
50
Capital Analysts LLC
Pennsylvania
– -$1K -46 Closed
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