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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

45 hedge funds and large institutions have $67.4M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
15
Reduced
13
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AFA
American Financial Advisors
Georgia
+$16.8M
2
RW
RVW Wealth
California
+$5.09M
3
Bank of America
Bank of America
North Carolina
+$4.23M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$3.54M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.24M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.07M
2
GVAG
Great Valley Advisor Group
Delaware
-$1.8M
3
Morgan Stanley
Morgan Stanley
New York
-$1.77M
4
IAA
Independent Advisor Alliance
North Carolina
-$1.63M
5
AAS
Avantax Advisory Services
Texas
-$478K
Name Holding Trade Value Shares
Change 		Shares
Change %
MRCM
26
M&R Capital Management
New Jersey
$183K – – –
CIAS
27
Capital Investment Advisory Services
North Carolina
$105K +$6.25K +250 +6%
GRP
28
Global Retirement Partners
California
$38K -$865 -35 -2%
AIC
29
Ameritas Investment Company
Nebraska
$25K +$25K +1,003 New
AWA
30
Arkadios Wealth Advisors
Georgia
$18.9K +$5.15K +206 +37%
AIP
31
Ameritas Investment Partners
Nebraska
$18K – – –
CFGS
32
Concourse Financial Group Securities
Alabama
$17K -$640 -25 -4%
SFPG
33
Stonebridge Financial Planning Group
Florida
$16K +$16K +600 New
SPIA
34
Steward Partners Investment Advisory
New York
$12K – – –
MWM
35
MBE Wealth Management
Wisconsin
$7K +$7K +292 New
VFA
36
Valeo Financial Advisors
Indiana
$5K +$29 +1 +0.6%
APA
37
American Portfolios Advisors
New York
$3.75K -$9.67K -387 -72%
SF
38
Synovus Financial
Georgia
$3K +$3K +119 New
IA
39
IFP Advisors
Florida
$2K -$6.87K -206 -77%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$2K +$22 +1 +1%
LFG
41
Larson Financial Group
Missouri
$2K +$459 +17 +30%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$1K -$171K -7,349 -99%
CAL
43
Capital Analysts LLC
Pennsylvania
$1K – – –
GVAG
44
Great Valley Advisor Group
Delaware
– -$1.8M -45,515 Closed
IAA
45
Independent Advisor Alliance
North Carolina
– -$1.63M -41,145 Closed
TI
46
tru Independence
Oregon
– -$406K -16,244 Closed
AAS
47
Avantax Advisory Services
Texas
– -$478K -12,120 Closed
EH
48
Equitable Holdings
New York
– -$370K -9,366 Closed
3AM
49
3D Asset Management
Connecticut
– -$280K -7,097 Closed
Truist Financial
50
Truist Financial
North Carolina
– -$256K -6,475 Closed
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