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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
QC
51
Quantedge Capital
Singapore
$272K +$256K +17,900 New
COLIM
52
City of London Investment Management
United Kingdom
$256K +$241K +16,861 New
WS
53
Wedbush Securities
California
$253K +$17.4K +1,215 +8%
EP
54
Eudaimonia Partners
Tennessee
$224K +$27.8K +1,946 +15%
PPA
55
Parametric Portfolio Associates
Washington
$201K -$81.9K -5,731 -30%
VF
56
Virtu Financial
New York
$191K +$179K +12,543 New
Walleye Trading
57
Walleye Trading
New York
$185K -$112K -7,842 -39%
Millennium Management
58
Millennium Management
New York
$178K +$167K +11,700 New
DAS
59
Dynamic Advisor Solutions
Arizona
$163K -$49K -3,430 -24%
CWA
60
Capital Wealth Alliance
Arizona
$161K +$154K +10,771 New
AWAP
61
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$159K +$150K +10,465 New
TYCC
62
Texas Yale Capital Corp
Florida
$158K – – –
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
US Bancorp
64
US Bancorp
Minnesota
$127K +$79.1K +5,535 +196%
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$103K – – –
IAIM
66
International Assets Investment Management
Florida
$102K +$95.8K +6,702 New
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$97K – – –
ASN
68
Advisory Services Network
Georgia
$80K +$557 +39 +0.7%
EFSCE
69
Enterprise Financial Services Corp (EFSC)
Missouri
$61K -$71.5K -5,000 -56%
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$45K -$7.56K -529 -15%
SNT
71
Security National Trust
West Virginia
$45K – – –
BWP
72
Baldwin Wealth Partners
Massachusetts
$39K – – –
PB
73
Pinnacle Bancorp
Nebraska
$33K – – –
APA
74
American Portfolios Advisors
New York
$29.5K – – –
TFGT
75
TS Financial Group (TSFG)
Illinois
$26K – – –