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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$632K -$37.8K -2,008 -6%
NFG
27
Nations Financial Group
Iowa
$527K – – –
KeyBank National Association
28
KeyBank National Association
Ohio
$410K – – –
DAS
29
Dynamic Advisor Solutions
Arizona
$401K +$128K +6,823 +46%
SWP
30
Stratos Wealth Partners
Ohio
$348K – – –
AG
31
Advisor Group
Arizona
$312K +$32.5K +1,725 +11%
FHA
32
Flagship Harbor Advisors
Massachusetts
$269K -$941 -50 -0.3%
CA
33
Calton & Associates
Florida
$258K +$252K +13,420 New
MA
34
Montag & Associates
Georgia
$218K +$222K +11,787 New
PA
35
Pinnacle Associates
New York
$197K – – –
TYCC
36
Texas Yale Capital Corp
Florida
$192K – – –
IA
37
IFP Advisors
Florida
$188K +$26.8K +1,425 +16%
RJT
38
Raymond James Trust
Florida
$187K +$191K +10,142 New
Stifel Financial
39
Stifel Financial
Missouri
$186K -$521K -27,688 -73%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$140K -$182K -9,688 -56%
SPIA
41
Steward Partners Investment Advisory
New York
$129K +$1.17K +62 +0.9%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$118K – – –
PGWM
43
Parisi Gray Wealth Management
New Jersey
$115K – – –
AWM
44
Aevitas Wealth Management
Massachusetts
$110K – – –
NMC
45
Nine Masts Capital
Hong Kong
$87K +$88.4K +4,700 New
PFGIA
46
Patriot Financial Group Insurance Agency
Massachusetts
$80K -$209K -11,100 -72%
SNT
47
Security National Trust
West Virginia
$55K – – –
US Bancorp
48
US Bancorp
Minnesota
$54K +$1.94K +103 +4%
GWM
49
Geneos Wealth Management
Colorado
$48K -$50.7K -2,695 -51%
BWP
50
Baldwin Wealth Partners
Massachusetts
$48K – – –