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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$682K -$285K -19,491 -29%
RCM
27
Robinson Capital Management
Michigan
$581K -$34.8K -2,375 -6%
BCA
28
Benchmark Capital Advisors
New York
$569K – – –
SCM
29
Schnieders Capital Management
California
$535K -$14.6K -1,000 -3%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$385K +$23.6K +1,610 +6%
KeyBank National Association
31
KeyBank National Association
Ohio
$369K – – –
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$334K +$11.2K +764 +3%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$259K +$7.75K +529 +3%
AIA
34
Allegis Investment Advisors
Idaho
$205K +$209K +14,243 New
PA
35
Pinnacle Associates
New York
$203K – – –
MFS
36
MSI Financial Services
Massachusetts
$193K -$11.1K -756 -5%
Creative Planning
37
Creative Planning
Kansas
$177K +$90.3K +6,169 +101%
SFS
38
Shaker Financial Services
Virginia
$165K +$168K +11,446 New
SBIA
39
Sheaff Brock Investment Advisors
Indiana
$156K +$366 +25 +0.2%
JMPWA
40
JP Morgan Private Wealth Advisors
California
$153K – – –
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$135K -$51.1K -3,489 -27%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$128K – – –
DADC
43
D.A. Davidson & Co
Montana
$91K +$93K +6,350 New
IA
44
IFP Advisors
Florida
$52K -$61.3K -4,188 -54%
Citigroup
45
Citigroup
New York
$50K -$3.53K -241 -7%
AG
46
Advisor Group
Arizona
$47K -$52.8K -3,603 -53%
SNT
47
Security National Trust
West Virginia
$43K – – –
GWM
48
Geneos Wealth Management
Colorado
$36K – – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$28K – – –
MFW
50
Mosaic Family Wealth
Missouri
$14K – – –