Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
73 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 11 closing their positions.
81% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 16
0.36% less ownership
Funds ownership: 22.74% → 22.38% (-0.36%)
9% less funds holding
Funds holding: 80 → 73 (-7)
13% less capital invested
Capital invested by funds: $126M → $110M (-$16.3M)
55% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 11
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MML Investors Services
Springfield,
Massachusetts
|
+$7.25M |
| 2 |
Morgan Stanley
New York
|
+$1.03M |
| 3 |
LPL Financial
San Diego,
California
|
+$1.02M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$877K |
| 5 |
AWS
Atria Wealth Solutions
New York
|
+$835K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$7.49M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$1.8M |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
-$1.37M |
| 4 |
PAS
Park Avenue Securities
New York
|
-$1.29M |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$817K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Northern Trust
Chicago,
Illinois
| – | -$241K | -15,778 | Closed |
|
77
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$204 | -12,820 | Closed |
|
|
ICMP
78
Integrated Capital Management (Pennsylvania)
Jessup,
Pennsylvania
| – | -$197K | -12,660 | Closed |
|
|
PFGIA
79
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| – | -$53K | -3,481 | Closed |
|
|
SWM
80
SeaCrest Wealth Management
Purchase,
New York
| – | -$31K | -2,033 | Closed |
|
|
CCM
81
Chilton Capital Management
Houston,
Texas
| – | -$11K | -689 | Closed |
|
|
GWM
82
Geneos Wealth Management
Englewood,
Colorado
| – | -$1K | -110 | Closed |
|
DIAX Hedge Fund Activity: Q3 2022 in Review
73 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2022, worth a combined $110M — down 13% from $126M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of DIAX and 5 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 29 added.
The largest buyer was MML Investors Services, opening a new position worth an estimated $7.25M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $7.49M.
- 73 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2022, down from 80 in Q2 2022.
- Funds reported $110M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2022, down 13% quarter-over-quarter.
- 5 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2022 and 11 closed out, a net change of -6 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2022 was MML Investors Services, an estimated $7.25M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2022 was Northwestern Mutual Wealth Management, an estimated $7.49M sold.
Based on aggregated 13F filings for Q3 2022.