We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

Back to rankings

84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

22% more funds holding

Funds holding: 69 → 84 (+15)

5% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 19

0.93% more ownership

Funds ownership: 17.24% → 18.18% (+0.93%)

15% less capital invested

Capital invested by funds: $124M → $105M (-$18.5M)

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
+$2.21M
2
Morgan Stanley
Morgan Stanley
New York
+$1.56M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.11M
4
SFS
Shaker Financial Services
Virginia
+$919K
5
1CP
1607 Capital Partners
Virginia
+$764K

Top Sellers

Rank Fund Capital Flow
1
FAM
Formidable Asset Management
Ohio
-$1.64M
2
GC
Guggenheim Capital
Illinois
-$1.25M
3
CWM
Cornerstone Wealth Management
Missouri
-$1.19M
4
UBS Group
UBS Group
Switzerland
-$1.14M
5
RJA
Raymond James & Associates
Florida
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
76
SeaCrest Wealth Management
New York
$8K – – –
THWM
77
Taylor Hoffman Wealth Management
Virginia
$8K – – –
CIAS
78
Capital Investment Advisory Services
North Carolina
$7K +$8.16K +457 New
SGS
79
Sterling Global Strategies
California
$5.64K +$6.25K +350 New
CCM
80
Cribstone Capital Management
Maine
$5K – – –
HS
81
Horan Securities
United States
$3K – – –
SFSIG
82
San Francisco Sentry Investment Group
California
$2K – – –
DWM
83
Doyle Wealth Management
Florida
$1K +$1.05K +59 New
NA
84
NewEdge Advisors
Louisiana
$295 -$54.3K -3,039 -14%
FAM
85
Formidable Asset Management
Ohio
– -$1.64M -82,271 Closed
CWM
86
Cornerstone Wealth Management
Missouri
– -$1.19M -20,325 Closed
RJT
87
Raymond James Trust
Florida
– -$201K -10,142 Closed
TC
88
Trilogy Capital
California
– -$17K -846 Closed
FIA
89
FNY Investment Advisers
New York
– -$14K -720 Closed
CFA
90
Camarda Financial Advisors
Florida
– -$11K -572 Closed
WCM
91
WealthBridge Capital Management
Ohio
– +$36 +2 New
1 2 3
4

DIAX Hedge Fund Activity: Q4 2018 in Review

84 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2018, worth a combined $105M — down 15% from $124M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DIAX positions and 7 closed out — a net gain of 15 holders — while 20 added to existing stakes and 19 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $2.21M. The largest seller was Formidable Asset Management, exiting entirely with an estimated $1.64M sold.

  • 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2018, up from 69 in Q3 2018.
  • Funds reported $105M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2018, down 15% quarter-over-quarter.
  • 22 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2018 and 7 closed out, a net change of +15 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2018 was Wolverine Asset Management, an estimated $2.21M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2018 was Formidable Asset Management, an estimated $1.64M sold.

Based on aggregated 13F filings for Q4 2018.