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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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3 hedge funds and large institutions have $10.7M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2026 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.05% less ownership

Funds ownership: 34.21% → 0.15% (-34%)

94% less capital invested

Capital invested by funds: $190M → $10.7M (-$179M)

98% less funds holding

Funds holding: 122 → 3 (-119)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 116

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
-119
Holders Change %
-97.54%
% of All Funds
0.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
–
Increased
–
Reduced
1
Closed
116
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$26.2M
2
SCM
Saba Capital Management
New York
-$24.4M
3
Bank of America
Bank of America
North Carolina
-$17.1M
4
Raymond James Financial
Raymond James Financial
Florida
-$11.1M
5
Wells Fargo
Wells Fargo
California
-$9.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
76
Allworth Financial
California
– -$205K -13,432 Closed
AIS
77
Accredited Investor Services
Minnesota
– -$200K -13,132 Closed
KAS
78
Kestra Advisory Services
Texas
– -$190K -12,465 Closed
TI
79
TrueMark Investments
Illinois
– -$185K -12,137 Closed
PAS
80
PKS Advisory Services
New York
– -$182K -11,894 Closed
WA
81
Waverly Advisors
Alabama
– -$177K -11,613 Closed
MFG
82
Merit Financial Group
Georgia
– -$177K -11,582 Closed
Baird Financial Group
83
Baird Financial Group
Wisconsin
– -$167K -10,930 Closed
VIPI
84
Vista Investment Partners II
Indiana
– -$165K -10,800 Closed
WIA
85
World Investment Advisors
California
– -$160K -10,500 Closed
HI
86
Harbour Investments
Wisconsin
– -$127K -8,310 Closed
WPA
87
Wealth Preservation Advisors
Tennessee
– -$125K -8,190 Closed
PP
88
PFS Partners
New Jersey
– -$120K -7,863 Closed
BTI
89
Blue Trust Inc
Georgia
– -$107K -7,000 Closed
LFG
90
Larson Financial Group
Missouri
– -$91.6K -6,000 Closed
EB
91
Eastern Bank
Massachusetts
– -$76.9K -5,038 Closed
PWPS
92
Pinnacle Wealth Planning Services
Ohio
– -$54.7K -3,584 Closed
TPCW
93
TD Private Client Wealth
New York
– -$54K -3,540 Closed
FFA
94
Farther Finance Advisors
California
– -$50K -3,278 Closed
MSWA
95
Marshall & Sterling Wealth Advisors
New York
– -$43.3K -2,837 Closed
UCB
96
United Community Bank
South Carolina
– -$38.9K -2,550 Closed
CTC
97
Central Trust Company
Missouri
– -$30.5K -2,000 Closed
SS
98
Sunbelt Securities
Texas
– -$30.5K -2,000 Closed
SWA
99
SOA Wealth Advisors
New York
– -$19.6K -1,283 Closed
GWSA
100
Global Wealth Strategies & Associates
Colorado
– -$19K -1,245 Closed
1 2 3
4
5

DIAX Hedge Fund Activity: Q1 2026 in Review

3 of the 8,169 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2026, worth a combined $10.7M — down 94% from $190M a quarter earlier.

Sellers outnumbered buyers: 116 funds closed out of DIAX and 0 opened new positions — a net loss of 116 holders — while 1 trimmed existing stakes and 0 added.

The largest seller was Morgan Stanley, exiting entirely with an estimated $26.2M sold.

  • 3 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2026, down from 122 in Q4 2025.
  • Funds reported $10.7M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2026, down 94% quarter-over-quarter.
  • 0 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2026 and 116 closed out, a net change of -116 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2026 was Morgan Stanley, an estimated $26.2M sold.

Based on aggregated 13F filings for Q1 2026.