We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

Back to rankings

3 hedge funds and large institutions have $10.7M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2026 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.05% less ownership

Funds ownership: 34.21% → 0.15% (-34%)

94% less capital invested

Capital invested by funds: $190M → $10.7M (-$179M)

98% less funds holding

Funds holding: 122 → 3 (-119)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 116

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
-119
Holders Change %
-97.54%
% of All Funds
0.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
–
Increased
–
Reduced
1
Closed
116
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$26.2M
2
SCM
Saba Capital Management
New York
-$24.4M
3
Bank of America
Bank of America
North Carolina
-$17.1M
4
Raymond James Financial
Raymond James Financial
Florida
-$11.1M
5
Wells Fargo
Wells Fargo
California
-$9.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAM
101
Costello Asset Management
Pennsylvania
– -$17.8K -1,169 Closed
WA
102
WPG Advisers
Maryland
– -$15.2K -993 Closed
AssetMark Inc
103
AssetMark Inc
California
– -$14.4K -944 Closed
KG
104
Kilter Group
New York
– -$14K -917 Closed
IIM
105
IFC & Insurance Marketing
California
– -$13K -864 Closed
SPIA
106
Steward Partners Investment Advisory
New York
– -$12.2K -800 Closed
PNC Financial Services Group
107
PNC Financial Services Group
Pennsylvania
– -$11.4K -750 Closed
SWIM
108
Smallwood Wealth Investment Management
New Jersey
– -$10.6K -693 Closed
AAP
109
Arax Advisory Partners
Colorado
– -$9.16K -600 Closed
JP Morgan Chase
110
JP Morgan Chase
New York
– -$6.15K -403 Closed
GA
111
GoalVest Advisory
New York
– -$5.17K -339 Closed
FDW
112
Fourth Dimension Wealth
Ohio
– -$4.23K -277 Closed
MCM
113
MAI Capital Management
Ohio
– -$3.05K -200 Closed
Jones Financial Companies
114
Jones Financial Companies
Missouri
– -$2.75K -180 Closed
Fifth Third Bancorp
115
Fifth Third Bancorp
Ohio
– -$2.63K -172 Closed
NEWAS
116
N.E.W. Advisory Services
Wisconsin
– -$1.21K -80 Closed
FHA
117
Flagship Harbor Advisors
Massachusetts
– -$916 -60 Closed
GI
118
GAMMA Investing
California
– -$534 -35 Closed
SAG
119
SageView Advisory Group
California
– -$62 -4 Closed
1 2 3 4
5

DIAX Hedge Fund Activity: Q1 2026 in Review

3 of the 8,169 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2026, worth a combined $10.7M — down 94% from $190M a quarter earlier.

Sellers outnumbered buyers: 116 funds closed out of DIAX and 0 opened new positions — a net loss of 116 holders — while 1 trimmed existing stakes and 0 added.

The largest seller was Morgan Stanley, exiting entirely with an estimated $26.2M sold.

  • 3 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2026, down from 122 in Q4 2025.
  • Funds reported $10.7M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2026, down 94% quarter-over-quarter.
  • 0 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2026 and 116 closed out, a net change of -116 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2026 was Morgan Stanley, an estimated $26.2M sold.

Based on aggregated 13F filings for Q1 2026.