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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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73 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

0.36% less ownership

Funds ownership: 22.74% → 22.38% (-0.36%)

9% less funds holding

Funds holding: 80 → 73 (-7)

13% less capital invested

Capital invested by funds: $126M → $110M (-$16.3M)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
73
Holders Change
-7
Holders Change %
-8.75%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
29
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MML Investors Services
MML Investors Services
Massachusetts
+$7.25M
2
Morgan Stanley
Morgan Stanley
New York
+$1.03M
3
LPL Financial
LPL Financial
California
+$1.02M
4
Bank of America
Bank of America
North Carolina
+$877K
5
AWS
Atria Wealth Solutions
New York
+$835K

Top Sellers

Rank Fund Capital Flow
1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$7.49M
2
1CP
1607 Capital Partners
Virginia
-$1.8M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.37M
4
PAS
Park Avenue Securities
New York
-$1.29M
5
GC
Guggenheim Capital
Illinois
-$817K
Name Holding Trade Value Shares
Change 		Change in
Stake
HWAM
51
Hennion & Walsh Asset Management
New Jersey
$174K +$200K +12,931 New
GVAG
52
Great Valley Advisor Group
Delaware
$157K +$24.8K +1,600 +16%
PGAM
53
Princeton Global Asset Management
New Jersey
$92K – – –
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$90K – – –
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$86K – – –
US Bancorp
56
US Bancorp
Minnesota
$74K – – –
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$54K -$511 -33 -0.8%
AWM
58
Avior Wealth Management
Nebraska
$40K +$837 +54 +2%
FIA
59
FNY Investment Advisers
New York
$37K – – –
BWP
60
Baldwin Wealth Partners
Massachusetts
$35K – – –
PTC
61
Private Trust Company
Ohio
$27K – – –
APA
62
American Portfolios Advisors
New York
$26.2K – – –
ACM
63
Antonetti Capital Management
Florida
$18K – – –
ANBT
64
American National Bank & Trust
Texas
$17K – – –
FF
65
FourThought Financial
Florida
$16K – – –
SWA
66
SOA Wealth Advisors
New York
$13K +$279 +18 +2%
Citigroup
67
Citigroup
New York
$10K – – –
EIP
68
Ellis Investment Partners
Pennsylvania
$6K – – –
MA
69
MUFG Americas
New York
$5K +$6.2K +400 New
HI
70
Harbour Investments
Wisconsin
$4K – – –
HS
71
Horan Securities
United States
$3K – – –
WWM
72
Wolff Wiese Magana
California
$1K – – –
1CP
73
1607 Capital Partners
Virginia
– -$1.8M -118,023 Closed
Envestnet Asset Management
74
Envestnet Asset Management
Illinois
– -$1.37M -89,439 Closed
PAS
75
Park Avenue Securities
New York
– -$1.29M -84,387 Closed
1 2
3
4

DIAX Hedge Fund Activity: Q3 2022 in Review

73 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2022, worth a combined $110M — down 13% from $126M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of DIAX and 5 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 29 added.

The largest buyer was MML Investors Services, opening a new position worth an estimated $7.25M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $7.49M.

  • 73 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2022, down from 80 in Q2 2022.
  • Funds reported $110M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2022, down 13% quarter-over-quarter.
  • 5 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2022 and 11 closed out, a net change of -6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2022 was MML Investors Services, an estimated $7.25M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2022 was Northwestern Mutual Wealth Management, an estimated $7.49M sold.

Based on aggregated 13F filings for Q3 2022.