Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
59 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 18
0% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 5
0% less capital invested
Capital invested by funds: $109M → $108M (-$435K)
0.53% less ownership
Funds ownership: 18.23% → 17.7% (-0.53%)
2% less funds holding
Funds holding: 60 → 59 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$5.86M |
| 2 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
+$1.42M |
| 3 |
Morgan Stanley
New York
|
+$1.22M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$459K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$383K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
-$5.15M |
| 2 |
CIA
Capital Investment Advisors
Atlanta,
Georgia
|
-$3.38M |
| 3 |
Cohen & Steers
New York
|
-$1.41M |
| 4 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$926K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$789K |
DIAX Hedge Fund Activity: Q3 2017 in Review
59 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2017, worth a combined $108M — down 0.4% from $109M a quarter earlier.
Fund positioning in DIAX was balanced in Q3 2017: 5 funds opened new positions, 5 closed out, 24 added to existing stakes and 18 trimmed.
The largest buyer was Shaker Financial Services, opening a new position worth an estimated $5.86M. The largest seller was Parametric Portfolio Associates, exiting entirely with an estimated $5.15M sold.
- 59 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2017, down from 60 in Q2 2017.
- Funds reported $108M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2017, down 0.4% quarter-over-quarter.
- 5 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2017 and 5 closed out, a net change of 0 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2017 was Shaker Financial Services, an estimated $5.86M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2017 was Parametric Portfolio Associates, an estimated $5.15M sold.
Based on aggregated 13F filings for Q3 2017.