Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
51 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 21 reducing their positions, and 4 closing their positions.
1.09% less ownership
Funds ownership: 21.26% → 20.17% (-1.1%)
4% less funds holding
Funds holding: 53 → 51 (-2)
6% less capital invested
Capital invested by funds: $111M → $105M (-$6.6M)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
33% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 21
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$1.42M |
| 2 |
LPL Financial
San Diego,
California
|
+$554K |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$481K |
| 4 |
Invesco
Atlanta,
Georgia
|
+$420K |
| 5 |
CIA
Capital Investment Advisors
Atlanta,
Georgia
|
+$321K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$4.21M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$2.79M |
| 3 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
-$688K |
| 4 |
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
-$309K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
-$285K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CCM
51
Cribstone Capital Management
Augusta,
Maine
| $4K | – | – | – |
|
52
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$187K | -12,826 | Closed |
|
|
TRCT
53
Tower Research Capital (TRC)
New York
| – | -$33K | -2,302 | Closed |
|
|
FNBT
54
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$19K | -1,296 | Closed |
|
|
WRM
55
Westport Resources Management
Westport,
Connecticut
| – | -$19K | -1,296 | Closed |
|
DIAX Hedge Fund Activity: Q3 2016 in Review
51 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2016, worth a combined $105M — down 5.9% from $111M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of DIAX and 3 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 14 added.
The largest buyer was UBS Group, adding an estimated $1.42M. The largest seller was Karpus Investment Management, cutting an estimated $4.21M.
- 51 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2016, down from 53 in Q2 2016.
- Funds reported $105M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2016, down 5.9% quarter-over-quarter.
- 3 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2016 and 4 closed out, a net change of -1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2016 was UBS Group, an estimated $1.42M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2016 was Karpus Investment Management, an estimated $4.21M sold.
Based on aggregated 13F filings for Q3 2016.