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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

4% more funds holding

Funds holding: 77 → 80 (+3)

0.28% more ownership

Funds ownership: 22.46% → 22.74% (+0.28%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less capital invested

Capital invested by funds: $136M → $126M (-$9.5M)

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
34
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.37M
2
Bank of America
Bank of America
North Carolina
+$2.04M
3
IWC
Integrated Wealth Concepts
Massachusetts
+$1.52M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$694K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$660K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$3.25M
2
1CP
1607 Capital Partners
Virginia
-$2.1M
3
Stifel Financial
Stifel Financial
Missouri
-$1.71M
4
Invesco
Invesco
Georgia
-$1.2M
5
AWS
Atria Wealth Solutions
New York
-$750K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
26
Raymond James Trust
Florida
$946K +$286K +17,889 +41%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$745K +$39.1K +2,446 +5%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$742K -$22K -1,376 -3%
LOIM
29
Liberty One Investment Management
Illinois
$642K +$58.7K +3,673 +11%
NFG
30
Nations Financial Group
Iowa
$605K +$16K +1,000 +3%
KWM
31
Kingsview Wealth Management
Oregon
$516K +$14.4K +900 +3%
SC
32
Stolper & Co
Oklahoma
$501K +$608 +38 +0.1%
IFWM
33
Institute for Wealth Management
Colorado
$500K -$960 -60 -0.2%
CAN
34
Cetera Advisor Networks
California
$452K +$306K +19,146 +184%
BWA
35
BDO Wealth Advisors
Florida
$448K – – –
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$412K +$80.9K +5,055 +22%
WS
37
Wedbush Securities
California
$408K +$3.92K +245 +0.9%
DAS
38
Dynamic Advisor Solutions
Arizona
$406K -$6.16K -385 -1%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$369K +$203K +12,714 +111%
Truist Financial
40
Truist Financial
North Carolina
$365K -$25.1K -1,569 -6%
LB
41
Leo Brokerage
Texas
$351K – – –
KeyBank National Association
42
KeyBank National Association
Ohio
$311K – – –
PA
43
Pinnacle Associates
New York
$300K – – –
9WM
44
9258 Wealth Management
Ohio
$296K -$19K -1,185 -6%
Northern Trust
45
Northern Trust
Illinois
$241K +$672 +42 +0.3%
ACM
46
AlphaStar Capital Management
North Carolina
$234K +$36.7K +2,296 +18%
CCM
47
Covington Capital Management
California
$222K – – –
EP
48
Eudaimonia Partners
Tennessee
$215K +$400 +25 +0.2%
SBIA
49
Sheaff Brock Investment Advisors
Indiana
$205K +$240 +15 +0.1%
ICMP
50
Integrated Capital Management (Pennsylvania)
Pennsylvania
$197K +$7.63K +477 +4%
1
2
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DIAX Hedge Fund Activity: Q2 2022 in Review

80 of the 5,937 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2022, worth a combined $126M — down 7% from $136M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 4 closed out — a net gain of 4 holders — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.37M. The largest seller was Shaker Financial Services, cutting an estimated $3.25M.

  • 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2022, up from 77 in Q1 2022.
  • Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2022, down 7% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2022 and 4 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2022 was Morgan Stanley, an estimated $3.37M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2022 was Shaker Financial Services, an estimated $3.25M sold.

Based on aggregated 13F filings for Q2 2022.