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Capital Southwest
CSWC

Overview Fund Activity

136 hedge funds and large institutions have $244M invested in Capital Southwest in 2023 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
+22
Holders Change %
+19.3%
% of All Funds
1.99%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
38
Increased
48
Reduced
29
Closed
12
Calls
$3.83M
Puts
$2.23M
Net Calls
+$1.6M
Net Calls Change
+$530K

Top Buyers

1
BPA
Beacon Pointe Advisors
California
$9.61M
2
Two Sigma Advisers
Two Sigma Advisers
New York
$8.33M
3
Two Sigma Investments
Two Sigma Investments
New York
$8.98M
4
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
$3.1M
5
Millennium Management
Millennium Management
New York
$2.34M

Top Sellers

1
SMH
Sanders Morris Harris
Texas
$0
2
GA
GraniteShares Advisors
New York
$0
3
Invesco
Invesco
Georgia
$9.03M
4
AAM
Advisors Asset Management
Colorado
$3.87M
5
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$291K
Name Holding Trade Value Shares
Change 		Shares
Change %
FWM
126
Focused Wealth Management
New York
$5.93K – – –
SWC
127
Spectrum Wealth Counsel
Indiana
$5.45K +$5.45K +230 New
DAM
128
Delta Asset Management
Tennessee
$1.66K – – –
VWM
129
Venturi Wealth Management
Texas
$1.57K +$261 +11 +20%
AWM
130
Abound Wealth Management
Tennessee
$1.35K +$1.35K +57 New
IFAM
131
Institutional & Family Asset Management
Colorado
$625 – – –
NB
132
NBT Bank
New York
$607 +$607 +26 New
FSWA
133
Financial Synergies Wealth Advisors
Texas
$342 – – –
HNB
134
Huntington National Bank
Ohio
$47 – – –
Fidelity Investments
135
Fidelity Investments
Massachusetts
$47 +$47 +2 New
SMH
136
Sanders Morris Harris
Texas
– -$15.3M -669,189 Closed
GA
137
GraniteShares Advisors
New York
– -$1.95M -85,178 Closed
AR
138
Advisory Research
Illinois
– -$749K -32,716 Closed
Northern Trust
139
Northern Trust
Illinois
– -$320K -13,975 Closed
CW
140
CreativeOne Wealth
Kansas
– -$260K -11,347 Closed
SBH
141
Segall Bryant & Hamill
Illinois
– -$244K -10,664 Closed
Wealth Enhancement Advisory Services
142
Wealth Enhancement Advisory Services
Minnesota
– -$242K -10,573 Closed
PI
143
PEAK6 Investments
Illinois
– -$209K -9,124 Closed
SFI
144
Susquehanna Fundamental Investments
Pennsylvania
– -$202K -8,804 Closed
DF
145
DecisionPoint Financial
Arizona
– -$8.59K -375 Closed
BCMLT
146
Beacon Capital Management LLC (Tennessee)
Tennessee
– -$2.76K -140 Closed
LC
147
Lindbrook Capital
California
– -$595 -26 Closed
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