CreativeOne Wealth’s Capital Southwest CSWC Stock Holding History

CreativeOne Wealth’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$461K	Sell	20,830 -30,010	-59%	-$679K	0.01%	833
2025 Q4	$1.13M	Sell	50,840 -46,193	-48%	-$975K	0.03%	510
2025 Q3	$2.12M	Sell	97,033 -1,841	-2%	-$41.9K	0.05%	325
2025 Q2	$2.18M	Buy	98,874 +6,855	+7%	+$141K	0.06%	319
2025 Q1	$2.05M	Buy	+92,019	New	+$2.08M	0.06%	299
2023 Q4	–	Sell	-11,347	Closed	-$260K	–	629
2023 Q3	$260K	Buy	11,347 +29	+0.3%	+$628	0.02%	474
2023 Q2	$223K	Buy	+11,318	New	+$209K	0.01%	752

Other funds holding CSWC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

CreativeOne Wealth's CSWC Position: Q1 2026 in Review

CreativeOne Wealth reduced its Capital Southwest (CSWC) stake by 59% in Q1 2026, selling an estimated $679K and leaving 20,830 shares worth $461K. The position accounts for 0.01% of the portfolio, ranked #833.

CreativeOne Wealth first reported a position in CSWC in Q2 2023 and has held it in 7 quarters since. The position peaked at $2.18M in Q2 2025. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

CreativeOne Wealth held 20,830 shares of Capital Southwest worth $461K as of Q1 2026.
CreativeOne Wealth sold 30,010 Capital Southwest shares in Q1 2026, an estimated $679K.
Capital Southwest made up 0.01% of CreativeOne Wealth's portfolio in Q1 2026, its #833 holding.
CreativeOne Wealth first reported a position in Capital Southwest in Q2 2023 and has held it in 7 quarters since.
CreativeOne Wealth's Capital Southwest position peaked at $2.18M in Q2 2025.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on CreativeOne Wealth's 13F filing for Q1 2026, filed 15 May 2026.