Capital Southwest
CSWC
63 hedge funds and large institutions have $290M invested in Capital Southwest in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 16 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
4% less capital invested
Capital invested by funds: $301M → $290M (-$11.4M)
13% less funds holding
Funds holding: 72 → 63 (-9)
32% less repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 22
56% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ZIG
Zuckerman Investment Group
Chicago,
Illinois
|
+$5.74M |
| 2 |
RRC
Red Rocks Capital
Denver,
Colorado
|
+$4.09M |
| 3 |
AR
Advisory Research
Chicago,
Illinois
|
+$3.17M |
| 4 |
CCP
Centaur Capital Partners
Southlake,
Texas
|
+$1.86M |
| 5 |
Schroder Investment Management Group
London,
United Kingdom
|
+$1.41M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Dimensional Fund Advisors
Austin,
Texas
|
-$4.71M |
| 2 |
Northern Trust
Chicago,
Illinois
|
-$3.95M |
| 3 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$2.34M |
| 4 |
TAM
Third Avenue Management
New York
|
-$2.3M |
| 5 |
PP
Paloma Partners
Greenwich,
Connecticut
|
-$2.09M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JG
76
Jefferies Group
New York
| – | -$225K | -17,074 | Closed |
|
77
Nomura Holdings
Tokyo,
Japan
| – | -$219K | -16,535 | Closed |
|
78
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$44K | -3,340 | Closed |
|
79
BNP Paribas Financial Markets
Paris,
France
| – | -$1.98K | -150 | Closed |
|
CSWC Hedge Fund Activity: Q3 2014 in Review
63 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2014, worth a combined $290M — down 3.8% from $301M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of CSWC and 7 opened new positions — a net loss of 9 holders — while 22 trimmed existing stakes and 15 added.
The largest buyer was Zuckerman Investment Group, adding an estimated $5.74M. The largest seller was Dimensional Fund Advisors, cutting an estimated $4.71M.
- 63 institutional investors held Capital Southwest (CSWC) as of Q3 2014, down from 72 in Q2 2014.
- Funds reported $290M of Capital Southwest stock for Q3 2014, down 3.8% quarter-over-quarter.
- 7 funds opened new Capital Southwest positions in Q3 2014 and 16 closed out, a net change of -9 holders.
- The largest Capital Southwest buyer in Q3 2014 was Zuckerman Investment Group, an estimated $5.74M added.
- The largest Capital Southwest seller in Q3 2014 was Dimensional Fund Advisors, an estimated $4.71M sold.
Based on aggregated 13F filings for Q3 2014.