We are live on ! Find out more
CSWC icon

Capital Southwest

101 hedge funds and large institutions have $145M invested in Capital Southwest in 2023 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 22

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 102101 (-1)

6% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 16

4.61% less ownership

Funds ownership: 28.26%23.65% (-4.6%)

6% less capital invested

Capital invested by funds: $154M → $145M (-$9.74M)

48% less call options, than puts

Call options by funds: $1.4M | Put options by funds: $2.71M

Holders
101
Holders Change
-1
Holders Change %
-0.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
38
Reduced
22
Closed
16
Calls
$1.4M
Puts
$2.71M
Net Calls
-$1.31M
Net Calls Change
-$891K
Name Holding Trade Value Shares
Change
Change in
Stake
BA
51
Bard Associates
Illinois
$336K
1WM
52
1900 Wealth Management
Texas
$312K
SCA
53
SMH Capital Advisors
Texas
$312K -$13.2K -718 -4%
SS
54
Sunbelt Securities
Texas
$308K -$17.3K -939 -5%
SFI
55
Susquehanna Fundamental Investments
Pennsylvania
$302K
HKAM
56
Horizon Kinetics Asset Management
New York
$295K -$7.36K -400 -2%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$284K
AWS
58
Atria Wealth Solutions
New York
$272K +$282K +15,324 New
US Bancorp
59
US Bancorp
Minnesota
$244K
GLA
60
Good Life Advisors
Pennsylvania
$234K +$5.04K +274 +2%
Mariner
61
Mariner
Kansas
$227K +$17.3K +940 +8%
RJT
62
Raymond James Trust
Florida
$213K +$221K +12,007 New
Mirae Asset Global Investments
63
Mirae Asset Global Investments
South Korea
$209K
CWP
64
Core Wealth Partners
California
$205K
Geode Capital Management
65
Geode Capital Management
Massachusetts
$200K
Brown Advisory
66
Brown Advisory
Maryland
$190K
SBH
67
Segall Bryant & Hamill
Illinois
$189K
Qube Research & Technologies (QRT)
68
Qube Research & Technologies (QRT)
United Kingdom
$188K -$531K -28,863 -73%
Stifel Financial
69
Stifel Financial
Missouri
$183K +$190K +10,316 New
GCP
70
GSA Capital Partners
United Kingdom
$181K -$416K -22,576 -69%
State Farm Mutual Automobile Insurance
71
State Farm Mutual Automobile Insurance
Illinois
$178K
PI
72
PEAK6 Investments
Illinois
$134K +$139K +7,564 New
Simplex Trading
73
Simplex Trading
Illinois
$99K +$7.25K +394 +8%
HCM
74
Hollencrest Capital Management
California
$92.2K +$2.78K +151 +3%
JP Morgan Chase
75
JP Morgan Chase
New York
$86K -$106K -5,762 -54%

CSWC Hedge Fund Activity: Q1 2023 in Review

101 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2023, worth a combined $145M — down 6.3% from $154M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of CSWC and 15 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 38 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.9M. The largest seller was Millennium Management, cutting an estimated $9.63M.

  • 101 institutional investors held Capital Southwest (CSWC) as of Q1 2023, down from 102 in Q4 2022.
  • Funds reported $145M of Capital Southwest stock for Q1 2023, down 6.3% quarter-over-quarter.
  • 15 funds opened new Capital Southwest positions in Q1 2023 and 16 closed out, a net change of -1 holder.
  • The largest Capital Southwest buyer in Q1 2023 was Punch & Associates Investment Management, an estimated $1.9M added.
  • The largest Capital Southwest seller in Q1 2023 was Millennium Management, an estimated $9.63M sold.

Based on aggregated 13F filings for Q1 2023.