Stifel Financial
CSWC icon

Stifel Financial’s Capital Southwest CSWC Stock Holding History

Stifel Financial’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-13,404
Closed -$264K – 3303
2023
Q2 		$264K Buy
13,404
+3,088
+30% +$56.9K ﹤0.01% 2904
2023
Q1 		$183K Buy
+10,316
New +$190K ﹤0.01% 3069

Other funds holding CSWC

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Stifel Financial's CSWC Position: Q3 2023 in Review

Stifel Financial sold out of Capital Southwest (CSWC) in Q3 2023, closing a stake of 13,404 shares — an estimated $264K sold.

Stifel Financial first reported a position in CSWC in Q1 2023 and held it in 2 quarters. The position peaked at $264K in Q2 2023. 114 funds tracked by Wall St. Rank hold CSWC as of Q3 2023.

  • Stifel Financial reported no remaining Capital Southwest position as of Q3 2023 after selling out during the quarter.
  • Stifel Financial sold 13,404 Capital Southwest shares in Q3 2023, an estimated $264K.
  • Stifel Financial first reported a position in Capital Southwest in Q1 2023 and held it in 2 quarters.
  • Stifel Financial's Capital Southwest position peaked at $264K in Q2 2023.
  • 114 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2023.

Based on Stifel Financial's 13F filing for Q3 2023, filed 13 Nov 2023.