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Capital Southwest

91 hedge funds and large institutions have $148M invested in Capital Southwest in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

10% more funds holding

Funds holding: 8391 (+8)

4% more call options, than puts

Call options by funds: $1.62M | Put options by funds: $1.56M

3% more capital invested

Capital invested by funds: $145M → $148M (+$3.64M)

0.48% less ownership

Funds ownership: 25.62%25.14% (-0.48%)

8% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 26

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
24
Reduced
26
Closed
10
Calls
$1.62M
Puts
$1.56M
Net Calls
+$58K
Net Calls Change
+$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
NAM
51
Nexpoint Asset Management
Texas
$306K +$323K +12,096 New
Mariner
52
Mariner
Kansas
$299K -$4.83K -181 -2%
PAG
53
Private Advisor Group
New Jersey
$288K +$304K +11,394 New
RJFSA
54
Raymond James Financial Services Advisors
Florida
$288K +$305K +11,411 New
Geode Capital Management
55
Geode Capital Management
Massachusetts
$284K
Brown Advisory
56
Brown Advisory
Maryland
$270K
SBH
57
Segall Bryant & Hamill
Illinois
$270K
TI
58
Trexquant Investment
Connecticut
$268K +$283K +10,600 New
Envestnet Asset Management
59
Envestnet Asset Management
Illinois
$265K -$79.3K -2,969 -22%
State Farm Mutual Automobile Insurance
60
State Farm Mutual Automobile Insurance
Illinois
$253K
CAAS
61
Capital Asset Advisory Services
Michigan
$244K +$258K +9,654 New
SS
62
Sunbelt Securities
Texas
$233K +$242K +9,057 New
D.E. Shaw & Co
63
D.E. Shaw & Co
New York
$231K +$244K +9,144 New
WKWM
64
Walter & Keenan Wealth Management
Indiana
$228K
GC
65
Guggenheim Capital
Illinois
$211K +$222K +8,328 New
CG
66
Colony Group
Massachusetts
$202K
Canada Life
67
Canada Life
Manitoba, Canada
$177K -$6.46K -242 -3%
JP Morgan Chase
68
JP Morgan Chase
New York
$162K +$159K +5,951 +1,263%
WTA
69
Washington Trust Advisors
Massachusetts
$143K +$152K +5,676 New
Wells Fargo
70
Wells Fargo
California
$132K +$10.5K +394 +8%
GWM
71
Geneos Wealth Management
Colorado
$101K -$24K -900 -18%
Simplex Trading
72
Simplex Trading
Illinois
$94K -$108K -4,051 -52%
BNP Paribas Financial Markets
73
BNP Paribas Financial Markets
France
$88.5K +$93.5K +3,500 New
TCWM
74
Total Clarity Wealth Management
Illinois
$79K +$10.3K +386 +14%
TH
75
TCTC Holdings
Texas
$54K

CSWC Hedge Fund Activity: Q4 2021 in Review

91 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2021, worth a combined $148M — up 2.5% from $145M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CSWC positions and 10 closed out — a net gain of 9 holders — while 24 added to existing stakes and 26 trimmed.

The largest buyer was Quadrature Capital, adding an estimated $1.6M. The largest seller was Morgan Stanley, cutting an estimated $737K.

  • 91 institutional investors held Capital Southwest (CSWC) as of Q4 2021, up from 83 in Q3 2021.
  • Funds reported $148M of Capital Southwest stock for Q4 2021, up 2.5% quarter-over-quarter.
  • 19 funds opened new Capital Southwest positions in Q4 2021 and 10 closed out, a net change of +9 holders.
  • The largest Capital Southwest buyer in Q4 2021 was Quadrature Capital, an estimated $1.6M added.
  • The largest Capital Southwest seller in Q4 2021 was Morgan Stanley, an estimated $737K sold.

Based on aggregated 13F filings for Q4 2021.