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Capital Southwest
CSWC

91 hedge funds and large institutions have $140M invested in Capital Southwest in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 14

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

14% more funds holding

Funds holding: 80 → 91 (+11)

6% more capital invested

Capital invested by funds: $132M → $140M (+$7.97M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.46% less ownership

Funds ownership: 30.04% → 28.59% (-1.5%)

45% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.37M

Holders
91
Holders Change
+11
Holders Change %
+13.75%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
22
Increased
37
Reduced
14
Closed
11
Calls
$1.3M
Puts
$2.37M
Net Calls
-$1.07M
Net Calls Change
-$2.13M

Top Buyers

Rank Fund Capital Flow
1
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.79M
2
Morgan Stanley
Morgan Stanley
New York
+$1.46M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.45M
4
Norges Bank
Norges Bank
Norway
+$1.41M
5
Invesco
Invesco
Georgia
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
ZIG
Zuckerman Investment Group
Illinois
-$4.91M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$2.39M
3
Creative Planning
Creative Planning
Kansas
-$1.85M
4
SMH
Sanders Morris Harris
Texas
-$1.76M
5
LCWP
Legacy Capital Wealth Partners
Arkansas
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
51
Jane Street
New York
$410K +$438K +17,659 New
HKAM
52
Horizon Kinetics Asset Management
New York
$395K – – –
Mirae Asset Global Investments
53
Mirae Asset Global Investments
South Korea
$357K +$382K +15,385 New
KAS
54
Kestra Advisory Services
Texas
$355K +$101K +4,071 +36%
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$348K +$8.71K +351 +2%
US Bancorp
56
US Bancorp
Minnesota
$318K – – –
Commonwealth Equity Services
57
Commonwealth Equity Services
Massachusetts
$317K -$4.42K -178 -1%
DTL
58
Dynamic Technology Lab
Singapore
$305K +$326K +13,150 New
Mariner
59
Mariner
Kansas
$279K – – –
GCP
60
GSA Capital Partners
United Kingdom
$259K +$276K +11,144 New
Brown Advisory
61
Brown Advisory
Maryland
$249K – – –
SBH
62
Segall Bryant & Hamill
Illinois
$248K – – –
WGA
63
Weather Gauge Advisory
Virginia
$221K +$1.89K +76 +0.8%
OC
64
Oppenheimer & Co
New York
$220K +$235K +9,459 New
WKWM
65
Walter & Keenan Wealth Management
Indiana
$213K +$223K +9,000 New
Goldman Sachs
66
Goldman Sachs
New York
$211K +$226K +9,097 New
JF
67
Jump Financial
Illinois
$202K +$216K +8,700 New
Simplex Trading
68
Simplex Trading
Illinois
$192K +$206K +8,299 New
Canada Life
69
Canada Life
Manitoba, Canada
$149K +$9.08K +366 +6%
WT
70
Washington Trust
Rhode Island
$132K – – –
Wells Fargo
71
Wells Fargo
California
$114K +$22.9K +924 +23%
FIA
72
FNY Investment Advisers
New York
$92K +$4.99K +201 +5%
GWM
73
Geneos Wealth Management
Colorado
$81K +$13.1K +527 +19%
Citigroup
74
Citigroup
New York
$70K – – –
AF
75
Allworth Financial
California
$62K +$10.3K +415 +18%
1 2
3
4

CSWC Hedge Fund Activity: Q2 2021 in Review

91 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2021, worth a combined $140M — up 6.1% from $132M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new CSWC positions and 11 closed out — a net gain of 11 holders — while 37 added to existing stakes and 14 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $3.79M. The largest seller was Zuckerman Investment Group, cutting an estimated $4.91M.

  • 91 institutional investors held Capital Southwest (CSWC) as of Q2 2021, up from 80 in Q1 2021.
  • Funds reported $140M of Capital Southwest stock for Q2 2021, up 6.1% quarter-over-quarter.
  • 22 funds opened new Capital Southwest positions in Q2 2021 and 11 closed out, a net change of +11 holders.
  • The largest Capital Southwest buyer in Q2 2021 was Two Sigma Advisers, an estimated $3.79M added.
  • The largest Capital Southwest seller in Q2 2021 was Zuckerman Investment Group, an estimated $4.91M sold.

Based on aggregated 13F filings for Q2 2021.