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Capital Southwest
CSWC

Overview Fund Activity

91 hedge funds and large institutions have $140M invested in Capital Southwest in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 11 closing their positions.

Holders
91
Holders Change
+11
Holders Change %
+13.75%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
22
Increased
37
Reduced
14
Closed
11
Calls
$1.3M
Puts
$2.37M
Net Calls
-$1.08M
Net Calls Change
-$2.13M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$4.53M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.83M
3
Citadel Advisors
3
Citadel Advisors
Florida
$1.86M
4
Norges Bank
4
Norges Bank
Norway
$1.32M
5
Invesco
5
Invesco
Georgia
$1.03M

Top Sellers

1
ZIG
1
Zuckerman Investment Group
Illinois
$14.4M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.8M
3
Creative Planning
3
Creative Planning
Kansas
$0
4
SMH
4
Sanders Morris Harris
Texas
$17.5M
5
LCWP
5
Legacy Capital Wealth Partners
Arkansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Jane Street
51
Jane Street
New York
$410K +$410K +17,659 New
HKAM
52
Horizon Kinetics Asset Management
New York
$395K – – –
Mirae Asset Global Investments
53
Mirae Asset Global Investments
South Korea
$357K +$357K +15,385 New
KAS
54
Kestra Advisory Services
Texas
$355K +$94.5K +4,071 +36%
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$348K +$8.16K +351 +2%
US Bancorp
56
US Bancorp
Minnesota
$318K – – –
Commonwealth Equity Services
57
Commonwealth Equity Services
Massachusetts
$317K -$4.13K -178 -1%
DTL
58
Dynamic Technology Lab
Singapore
$305K +$305K +13,150 New
Mariner
59
Mariner
Kansas
$279K – – –
GCP
60
GSA Capital Partners
United Kingdom
$259K +$259K +11,144 New
Brown Advisory
61
Brown Advisory
Maryland
$249K – – –
SBH
62
Segall Bryant & Hamill
Illinois
$248K – – –
WGA
63
Weather Gauge Advisory
Virginia
$221K +$1.76K +76 +0.8%
OC
64
Oppenheimer & Co
New York
$220K +$220K +9,459 New
WKWM
65
Walter & Keenan Wealth Management
Indiana
$213K +$213K +9,000 New
Goldman Sachs
66
Goldman Sachs
New York
$211K +$211K +9,097 New
JF
67
Jump Financial
Illinois
$202K +$202K +8,700 New
Simplex Trading
68
Simplex Trading
Illinois
$192K +$192K +8,299 New
Canada Life
69
Canada Life
Manitoba, Canada
$149K +$8.46K +366 +6%
WT
70
Washington Trust
Rhode Island
$132K – – –
Wells Fargo
71
Wells Fargo
California
$114K +$21.5K +924 +23%
FIA
72
FNY Investment Advisers
New York
$92K +$4.62K +201 +5%
GWM
73
Geneos Wealth Management
Colorado
$81K +$13.2K +527 +19%
Citigroup
74
Citigroup
New York
$70K – – –
AF
75
Allworth Financial
California
$62K +$9.63K +415 +18%
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