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Capital Southwest
CSWC

Overview Fund Activity

74 hedge funds and large institutions have $105M invested in Capital Southwest in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
74
Holders Change
+14
Holders Change %
+23.33%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
25
Reduced
18
Closed
5
Calls
$220K
Puts
$221K
Net Calls
-$1K
Net Calls Change
-$336K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$2.05M
2
CIM
2
Confluence Investment Management
Missouri
$2.35M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.44M
4
CWM
4
Centric Wealth Management
Illinois
$1.1M
5
QC
5
Quadrature Capital
United Kingdom
$1.08M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M
2
AI
2
Ariel Investments
Illinois
$1.72M
3
RCM
3
Radcliffe Capital Management
Pennsylvania
$0
4
UBS Group
4
UBS Group
Switzerland
$294K
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$939K
Name Holding Trade Value Shares
Change 		Shares
Change %
CF
51
Centaurus Financial
California
$140K +$18 +1 +0%
Canada Life
52
Canada Life
Manitoba, Canada
$134K +$6.99K +394 +5%
Wells Fargo
53
Wells Fargo
California
$103K +$31.7K +1,783 +45%
GWM
54
Geneos Wealth Management
Colorado
$59K +$50.9K +2,342 +625%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$47K – – –
Nisa Investment Advisors
56
Nisa Investment Advisors
Missouri
$44K +$44K +2,500 New
WEC
57
Winslow Evans & Crocker
Massachusetts
$39K +$39K +2,225 New
TH
58
TCTC Holdings
Texas
$38K – – –
WT
59
Washington Trust
Rhode Island
$37K +$37K +2,108 New
SIS
60
Sound Income Strategies
Florida
$32K -$3.97K -224 -11%
FIA
61
FNY Investment Advisers
New York
$30K +$30K +1,699 New
TRCT
62
Tower Research Capital (TRC)
New York
$26K +$26K +1,465 New
APA
63
American Portfolios Advisors
New York
$20.9K – – –
PFGIA
64
Patriot Financial Group Insurance Agency
Massachusetts
$16K – – –
Simplex Trading
65
Simplex Trading
Illinois
$11K +$679 +39 +7%
RIM
66
Rockbridge Investment Management
New York
$11K +$11K +598 New
CTB
67
Country Trust Bank
Illinois
$11K +$11K +644 New
ST
68
Smithfield Trust
Pennsylvania
$9K – – –
IA
69
Inspire Advisors
Idaho
$7K +$7K +389 New
JPMorgan Chase & Co
70
JPMorgan Chase & Co
New York
$4K -$1.25K -73 -24%
Deutsche Bank
71
Deutsche Bank
Germany
$2K +$541 +30 +37%
S
72
SignatureFD
Georgia
$2K +$2K +92 New
RCM
73
Radcliffe Capital Management
Pennsylvania
– -$814K -57,961 Closed
WS
74
Wedbush Securities
California
– -$305K -21,692 Closed
CG
75
Colony Group
Massachusetts
– -$252K -17,929 Closed
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