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Capital Southwest

160 hedge funds and large institutions have $322M invested in Capital Southwest in 2024 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 41 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

75% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 20

46% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 41

11% more capital invested

Capital invested by funds: $290M → $322M (+$32.3M)

7% more funds holding

Funds holding: 149160 (+11)

6.53% more ownership

Funds ownership: 24.44%30.97% (+6.5%)

35% less call options, than puts

Call options by funds: $3.08M | Put options by funds: $4.75M

Holders
160
Holders Change
+11
Holders Change %
+7.38%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
35
Increased
60
Reduced
41
Closed
20
Calls
$3.08M
Puts
$4.75M
Net Calls
-$1.68M
Net Calls Change
-$1.17M
Name Holding Trade Value Shares
Change
Change in
Stake
HF
26
HRT Financial
New York
$2.76M +$1.29M +54,914 +76%
Citadel Advisors
27
Citadel Advisors
Florida
$2.63M +$2.38M +101,092 +526%
MML Investors Services
28
MML Investors Services
Massachusetts
$2.61M +$400K +16,991 +17%
MC
29
Muzinich & Co
New York
$2.41M +$102K +4,350 +4%
DA
30
Denali Advisors
California
$2.28M -$474K -20,157 -16%
SSA
31
Schonfeld Strategic Advisors
New York
$2.25M +$2.43M +103,043 New
Sumitomo Mitsui Trust Group
32
Sumitomo Mitsui Trust Group
Japan
$2.24M
Marshall Wace
33
Marshall Wace
United Kingdom
$2.24M +$709K +30,124 +42%
UBS Group
34
UBS Group
Switzerland
$2.23M +$1.07M +45,327 +79%
D.E. Shaw & Co
35
D.E. Shaw & Co
New York
$2.22M +$2.39M +101,638 New
FIA
36
Foundations Investment Advisors
Arizona
$2.21M +$473K +20,105 +25%
CIM
37
Confluence Investment Management
Missouri
$2.19M +$41.9K +1,779 +2%
HCM
38
Hodges Capital Management
Texas
$2M +$317K +13,448 +17%
Ameriprise
39
Ameriprise
Minnesota
$1.99M +$160K +6,781 +8%
NW
40
Naviter Wealth
Arkansas
$1.82M +$1.97M +83,531 New
BEI
41
Benjamin Edwards Inc
Missouri
$1.8M +$51.2K +2,174 +3%
ATC
42
Argent Trust Co
Tennessee
$1.7M -$150K -6,358 -8%
Barclays
43
Barclays
United Kingdom
$1.69M +$31.8K +1,353 +2%
Goldman Sachs
44
Goldman Sachs
New York
$1.62M +$1.45M +61,546 +480%
MCM
45
Moerus Capital Management
New York
$1.61M -$191K -8,114 -10%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$1.55M -$86.5K -3,674 -5%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$1.53M +$1.36M +57,695 +457%
SSCM
48
Sovereign's Capital Management
Georgia
$1.47M +$1.59M +67,575 New
FDS
49
First Dallas Securities
Texas
$1.46M +$249K +10,596 +19%
RWA
50
Redmont Wealth Advisors
Illinois
$1.46M -$40.5K -1,719 -3%

CSWC Hedge Fund Activity: Q4 2024 in Review

160 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2024, worth a combined $322M — up 11% from $290M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CSWC positions and 20 closed out — a net gain of 15 holders — while 60 added to existing stakes and 41 trimmed.

The largest buyer was Balyasny Asset Management, opening a new position worth an estimated $23.6M. The largest seller was Invesco, cutting an estimated $8.66M.

  • 160 institutional investors held Capital Southwest (CSWC) as of Q4 2024, up from 149 in Q3 2024.
  • Funds reported $322M of Capital Southwest stock for Q4 2024, up 11% quarter-over-quarter.
  • 35 funds opened new Capital Southwest positions in Q4 2024 and 20 closed out, a net change of +15 holders.
  • The largest Capital Southwest buyer in Q4 2024 was Balyasny Asset Management, an estimated $23.6M added.
  • The largest Capital Southwest seller in Q4 2024 was Invesco, an estimated $8.66M sold.

Based on aggregated 13F filings for Q4 2024.