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Capital Southwest

149 hedge funds and large institutions have $290M invested in Capital Southwest in 2024 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 55 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 15

25% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 44

3% more funds holding

Funds holding: 145149 (+4)

0.23% more ownership

Funds ownership: 24.21%24.44% (+0.23%)

0% more capital invested

Capital invested by funds: $290M → $290M (+$428K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

16% less call options, than puts

Call options by funds: $2.68M | Put options by funds: $3.18M

Holders
149
Holders Change
+4
Holders Change %
+2.76%
% of All Funds
2.14%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
22
Increased
55
Reduced
44
Closed
15
Calls
$2.68M
Puts
$3.18M
Net Calls
-$503K
Net Calls Change
+$1.53M
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
26
Confluence Investment Management
Missouri
$2.49M +$31.7K +1,251 +1%
Ameriprise
27
Ameriprise
Minnesota
$2.14M +$125K +4,925 +6%
ATC
28
Argent Trust Co
Tennessee
$2.13M +$301K +11,875 +16%
MCM
29
Moerus Capital Management
New York
$2.08M
TCWM
30
Total Clarity Wealth Management
Illinois
$2.07M -$35K -1,380 -2%
FIA
31
Foundations Investment Advisors
Arizona
$2.05M +$348K +13,726 +20%
BEI
32
Benjamin Edwards Inc
Missouri
$2.03M +$1.84M +72,710 +971%
HCM
33
Hodges Capital Management
Texas
$1.98M +$144K +5,679 +8%
Barclays
34
Barclays
United Kingdom
$1.92M +$32K +1,263 +2%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$1.89M +$164K +6,488 +9%
Marshall Wace
36
Marshall Wace
United Kingdom
$1.83M -$47.9K -1,892 -3%
HF
37
HRT Financial
New York
$1.81M +$1.82M +71,786 New
RWA
38
Redmont Wealth Advisors
Illinois
$1.74M -$64K -2,526 -4%
LCWP
39
Legacy Capital Wealth Partners
Arkansas
$1.65M -$72.3K -2,855 -4%
RJA
40
Raymond James & Associates
Florida
$1.61M -$28.3K -1,117 -2%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$1.58M +$48.4K +1,909 +3%
CAM
42
Cozad Asset Management
Illinois
$1.54M -$98.9K -3,906 -6%
UBS Group
43
UBS Group
Switzerland
$1.44M -$128K -5,040 -8%
FDS
44
First Dallas Securities
Texas
$1.43M +$58K +2,289 +4%
BRWA
45
B. Riley Wealth Advisors
Florida
$1.18M -$58.2K -2,298 -5%
MAA
46
Mraz Amerine & Associates
California
$1.14M -$7.8K -308 -0.7%
CSC
47
Caldwell Sutter Capital
California
$1.09M
KAS
48
Kestra Advisory Services
Texas
$1.07M +$33.6K +1,326 +3%
Canada Life
49
Canada Life
Manitoba, Canada
$954K +$239K +9,441 +34%
CWM
50
Cornerstone Wealth Management
Missouri
$951K -$3.7K -146 -0.4%

CSWC Hedge Fund Activity: Q3 2024 in Review

149 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2024, worth a combined $290M — up 0.15% from $290M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new CSWC positions and 15 closed out — a net gain of 7 holders — while 55 added to existing stakes and 44 trimmed.

The largest buyer was Harbor Capital Advisors, adding an estimated $5.84M. The largest seller was Two Sigma Investments, cutting an estimated $2.23M.

  • 149 institutional investors held Capital Southwest (CSWC) as of Q3 2024, up from 145 in Q2 2024.
  • Funds reported $290M of Capital Southwest stock for Q3 2024, up 0.15% quarter-over-quarter.
  • 22 funds opened new Capital Southwest positions in Q3 2024 and 15 closed out, a net change of +7 holders.
  • The largest Capital Southwest buyer in Q3 2024 was Harbor Capital Advisors, an estimated $5.84M added.
  • The largest Capital Southwest seller in Q3 2024 was Two Sigma Investments, an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2024.