Cozad Asset Management’s Capital Southwest CSWC Stock Holding History

Cozad Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.32M	Buy	59,867 +7,487	+14%	+$169K	0.1%	189
2025 Q4	$1.16M	Buy	52,380 +2,704	+5%	+$57.1K	0.09%	207
2025 Q3	$1.09M	Buy	49,676 +515	+1%	+$11.7K	0.09%	208
2025 Q2	$1.08M	Buy	49,161 +2,010	+4%	+$41.4K	0.09%	193
2025 Q1	$1.05M	Buy	47,151 +5,317	+13%	+$120K	0.11%	187
2024 Q4	$913K	Sell	41,834 -19,038	-31%	-$448K	0.09%	200
2024 Q3	$1.54M	Sell	60,872 -3,906	-6%	-$98.9K	0.15%	155
2024 Q2	$1.69M	Buy	64,778 +2,408	+4%	+$61.8K	0.17%	142
2024 Q1	$1.56M	Buy	+62,370	New	+$1.52M	0.16%	146

Other funds holding CSWC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Cozad Asset Management's CSWC Position: Q1 2026 in Review

Cozad Asset Management increased its Capital Southwest (CSWC) stake by 14% in Q1 2026, buying an estimated $169K and bringing the position to 59,867 shares worth $1.32M. The position accounts for 0.1% of the portfolio, ranked #189.

Cozad Asset Management first reported a position in CSWC in Q1 2024 and has held it in 9 quarters since. The position peaked at $1.69M in Q2 2024. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

Cozad Asset Management held 59,867 shares of Capital Southwest worth $1.32M as of Q1 2026.
Cozad Asset Management bought 7,487 Capital Southwest shares in Q1 2026, an estimated $169K.
Capital Southwest made up 0.1% of Cozad Asset Management's portfolio in Q1 2026, its #189 holding.
Cozad Asset Management first reported a position in Capital Southwest in Q1 2024 and has held it in 9 quarters since.
Cozad Asset Management's Capital Southwest position peaked at $1.69M in Q2 2024.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Cozad Asset Management's 13F filing for Q1 2026, filed 28 May 2026.