Caldwell Sutter Capital’s Capital Southwest CSWC Stock Holding History

Caldwell Sutter Capital’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$852K	Buy	36,848 +230	+0.6%	+$5.56K	0.32%	76
2026 Q2	$870K	Sell	36,618 -400	-1%	-$9.36K	0.33%	75
2026 Q1	$819K	Sell	37,018 -1,066	-3%	-$24.1K	0.33%	78
2025 Q4	$844K	Sell	38,084 -2,968	-7%	-$62.6K	0.36%	75
2025 Q3	$897K	Hold	41,052	–	–	0.38%	69
2025 Q2	$905K	Sell	41,052 -676	-2%	-$13.9K	0.41%	62
2025 Q1	$931K	Sell	41,728 -700	-2%	-$15.8K	0.44%	58
2024 Q4	$926K	Sell	42,428 -800	-2%	-$18.8K	0.43%	60
2024 Q3	$1.09M	Hold	43,228	–	–	0.51%	51
2024 Q2	$1.13M	Hold	43,228	–	–	0.56%	45
2024 Q1	$1.08M	Hold	43,228	–	–	0.52%	54
2023 Q4	$1.02M	Hold	43,228	–	–	0.52%	56
2023 Q3	$990K	Hold	43,228	–	–	0.55%	50
2023 Q2	$852K	Hold	43,228	–	–	0.45%	65
2023 Q1	$769K	Buy	43,228 +700	+2%	+$12.9K	0.56%	45
2022 Q4	$727K	Buy	+42,528	New	+$760K	0.64%	45

Other funds holding CSWC

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Sanders Morris Harris Houston, Texas $755M AUM 11.28% 1-Year Est. Return

Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return

Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return

Columbus Macro New Castle, Pennsylvania $1.03B AUM 10.45% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $175M AUM 9.82% 1-Year Est. Return

Tectonic Advisors Frisco, Texas $2.16B AUM 10.32% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return

EPIQ Partners Minneapolis, Minnesota $232M AUM 9.01% 1-Year Est. Return

Caldwell Sutter Capital's CSWC Position: Q3 2026 in Review

Caldwell Sutter Capital increased its Capital Southwest (CSWC) stake by 0.63% in Q3 2026, buying an estimated $5.56K and bringing the position to 36,848 shares worth $852K. The position accounts for 0.32% of the portfolio, ranked #76.

Caldwell Sutter Capital first reported a position in CSWC in Q4 2022 and has held it in 16 quarters since. The position peaked at $1.13M in Q2 2024. 132 funds tracked by Wall St. Rank hold CSWC as of Q3 2026.

Caldwell Sutter Capital held 36,848 shares of Capital Southwest worth $852K as of Q3 2026.
Caldwell Sutter Capital bought 230 Capital Southwest shares in Q3 2026, an estimated $5.56K.
Capital Southwest made up 0.32% of Caldwell Sutter Capital's portfolio in Q3 2026, its #76 holding.
Caldwell Sutter Capital first reported a position in Capital Southwest in Q4 2022 and has held it in 16 quarters since.
Caldwell Sutter Capital's Capital Southwest position peaked at $1.13M in Q2 2024.
132 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2026.

Based on Caldwell Sutter Capital's 13F filing for Q3 2026, filed 9 Nov 2026.