Caldwell Sutter Capital’s Capital Southwest CSWC Stock Holding History

Caldwell Sutter Capital’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$870K	Sell	36,618 -400	-1%	-$9.36K	0.33%	75
2026 Q1	$819K	Sell	37,018 -1,066	-3%	-$24.1K	0.33%	78
2025 Q4	$844K	Sell	38,084 -2,968	-7%	-$62.6K	0.36%	75
2025 Q3	$897K	Hold	41,052	–	–	0.38%	69
2025 Q2	$905K	Sell	41,052 -676	-2%	-$13.9K	0.41%	62
2025 Q1	$931K	Sell	41,728 -700	-2%	-$15.8K	0.44%	58
2024 Q4	$926K	Sell	42,428 -800	-2%	-$18.8K	0.43%	60
2024 Q3	$1.09M	Hold	43,228	–	–	0.51%	51
2024 Q2	$1.13M	Hold	43,228	–	–	0.56%	45
2024 Q1	$1.08M	Hold	43,228	–	–	0.52%	54
2023 Q4	$1.02M	Hold	43,228	–	–	0.52%	56
2023 Q3	$990K	Hold	43,228	–	–	0.55%	50
2023 Q2	$852K	Hold	43,228	–	–	0.45%	65
2023 Q1	$769K	Buy	43,228 +700	+2%	+$12.9K	0.56%	45
2022 Q4	$727K	Buy	+42,528	New	+$760K	0.64%	45

Other funds holding CSWC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Caldwell Sutter Capital's CSWC Position: Q2 2026 in Review

Caldwell Sutter Capital reduced its Capital Southwest (CSWC) stake by 1.1% in Q2 2026, selling an estimated $9.36K and leaving 36,618 shares worth $870K. The position accounts for 0.33% of the portfolio, ranked #75.

Caldwell Sutter Capital first reported a position in CSWC in Q4 2022 and has held it in 15 quarters since. The position peaked at $1.13M in Q2 2024. 189 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

Caldwell Sutter Capital held 36,618 shares of Capital Southwest worth $870K as of Q2 2026.
Caldwell Sutter Capital sold 400 Capital Southwest shares in Q2 2026, an estimated $9.36K.
Capital Southwest made up 0.33% of Caldwell Sutter Capital's portfolio in Q2 2026, its #75 holding.
Caldwell Sutter Capital first reported a position in Capital Southwest in Q4 2022 and has held it in 15 quarters since.
Caldwell Sutter Capital's Capital Southwest position peaked at $1.13M in Q2 2024.
189 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Caldwell Sutter Capital's 13F filing for Q2 2026, filed 5 Aug 2026.