Caldwell Sutter Capital’s Capital Southwest CSWC Stock Holding History

Caldwell Sutter Capital’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$819K	Sell	37,018 -1,066	-3%	-$24.1K	0.33%	78
2025 Q4	$844K	Sell	38,084 -2,968	-7%	-$62.6K	0.36%	75
2025 Q3	$897K	Hold	41,052	–	–	0.38%	69
2025 Q2	$905K	Sell	41,052 -676	-2%	-$13.9K	0.41%	62
2025 Q1	$931K	Sell	41,728 -700	-2%	-$15.8K	0.44%	58
2024 Q4	$926K	Sell	42,428 -800	-2%	-$18.8K	0.43%	60
2024 Q3	$1.09M	Hold	43,228	–	–	0.51%	51
2024 Q2	$1.13M	Hold	43,228	–	–	0.56%	45
2024 Q1	$1.08M	Hold	43,228	–	–	0.52%	54
2023 Q4	$1.02M	Hold	43,228	–	–	0.52%	56
2023 Q3	$990K	Hold	43,228	–	–	0.55%	50
2023 Q2	$852K	Hold	43,228	–	–	0.45%	65
2023 Q1	$769K	Buy	43,228 +700	+2%	+$12.9K	0.56%	45
2022 Q4	$727K	Buy	+42,528	New	+$760K	0.64%	45

Other funds holding CSWC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Caldwell Sutter Capital's CSWC Position: Q1 2026 in Review

Caldwell Sutter Capital reduced its Capital Southwest (CSWC) stake by 2.8% in Q1 2026, selling an estimated $24.1K and leaving 37,018 shares worth $819K. The position accounts for 0.33% of the portfolio, ranked #78.

Caldwell Sutter Capital first reported a position in CSWC in Q4 2022 and has held it in 14 quarters since. The position peaked at $1.13M in Q2 2024. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

Caldwell Sutter Capital held 37,018 shares of Capital Southwest worth $819K as of Q1 2026.
Caldwell Sutter Capital sold 1,066 Capital Southwest shares in Q1 2026, an estimated $24.1K.
Capital Southwest made up 0.33% of Caldwell Sutter Capital's portfolio in Q1 2026, its #78 holding.
Caldwell Sutter Capital first reported a position in Capital Southwest in Q4 2022 and has held it in 14 quarters since.
Caldwell Sutter Capital's Capital Southwest position peaked at $1.13M in Q2 2024.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.