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Capital Southwest

91 hedge funds and large institutions have $148M invested in Capital Southwest in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

10% more funds holding

Funds holding: 8391 (+8)

4% more call options, than puts

Call options by funds: $1.62M | Put options by funds: $1.56M

3% more capital invested

Capital invested by funds: $145M → $148M (+$3.64M)

0.48% less ownership

Funds ownership: 25.62%25.14% (-0.48%)

8% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 26

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
24
Reduced
26
Closed
10
Calls
$1.62M
Puts
$1.56M
Net Calls
+$58K
Net Calls Change
+$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
LCWP
26
Legacy Capital Wealth Partners
Arkansas
$1.26M +$46.1K +1,727 +4%
Bank of America
27
Bank of America
North Carolina
$1.19M -$176K -6,578 -12%
LPL Financial
28
LPL Financial
California
$1.08M +$192K +7,204 +20%
UBS Group
29
UBS Group
Switzerland
$905K -$177K -6,624 -16%
RJA
30
Raymond James & Associates
Florida
$847K -$3.26K -122 -0.4%
KAS
31
Kestra Advisory Services
Texas
$821K +$21.9K +819 +3%
HF
32
HRT Financial
New York
$778K +$423K +15,831 +106%
RIG
33
Roosevelt Investment Group
New York
$662K -$3.39K -127 -0.5%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$633K +$561 +21 +0.1%
ASFA
35
All Season Financial Advisors
Colorado
$630K -$80.8K -3,024 -11%
AR
36
Advisory Research
Illinois
$623K -$71.2K -2,666 -10%
Osaic Holdings
37
Osaic Holdings
Arizona
$620K -$325K -12,167 -33%
Mirae Asset Global Investments
38
Mirae Asset Global Investments
South Korea
$599K +$222K +8,296 +54%
JF
39
Jump Financial
Illinois
$511K +$540K +20,200 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$506K
BA
41
Bard Associates
Illinois
$505K
Citadel Advisors
42
Citadel Advisors
Florida
$505K +$121K +4,545 +29%
CAG
43
Csenge Advisory Group
Florida
$462K -$38.5K -1,440 -7%
1WM
44
1900 Wealth Management
Texas
$462K
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$449K -$561K -21,018 -54%
HKAM
46
Horizon Kinetics Asset Management
New York
$430K
VF
47
Virtu Financial
New York
$392K +$414K +15,505 New
VEA
48
Virtus ETF Advisers
New York
$367K -$250K -9,342 -39%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$363K +$12.3K +461 +3%
US Bancorp
50
US Bancorp
Minnesota
$346K

CSWC Hedge Fund Activity: Q4 2021 in Review

91 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2021, worth a combined $148M — up 2.5% from $145M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CSWC positions and 10 closed out — a net gain of 9 holders — while 24 added to existing stakes and 26 trimmed.

The largest buyer was Quadrature Capital, adding an estimated $1.6M. The largest seller was Morgan Stanley, cutting an estimated $737K.

  • 91 institutional investors held Capital Southwest (CSWC) as of Q4 2021, up from 83 in Q3 2021.
  • Funds reported $148M of Capital Southwest stock for Q4 2021, up 2.5% quarter-over-quarter.
  • 19 funds opened new Capital Southwest positions in Q4 2021 and 10 closed out, a net change of +9 holders.
  • The largest Capital Southwest buyer in Q4 2021 was Quadrature Capital, an estimated $1.6M added.
  • The largest Capital Southwest seller in Q4 2021 was Morgan Stanley, an estimated $737K sold.

Based on aggregated 13F filings for Q4 2021.