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Capital Southwest
CSWC

Overview Fund Activity

91 hedge funds and large institutions have $148M invested in Capital Southwest in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+8
Holders Change %
+9.64%
% of All Funds
1.41%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
24
Reduced
26
Closed
10
Calls
$1.62M
Puts
$1.57M
Net Calls
+$58K
Net Calls Change
+$1.55M

Top Buyers

1
QC
1
Quadrature Capital
United Kingdom
$2.24M
2
VanEck Associates
2
VanEck Associates
New York
$9.58M
3
MCM
3
McKinley Capital Management
Alaska
$2.5M
4
Ameriprise
4
Ameriprise
Minnesota
$1.45M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$1.32M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.43M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$4.54M
3
Millennium Management
3
Millennium Management
New York
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$449K
5
First Manhattan
5
First Manhattan
New York
$11M
Name Holding Trade Value Shares
Change 		Shares
Change %
LCWP
26
Legacy Capital Wealth Partners
Arkansas
$1.26M +$43.6K +1,727 +4%
Bank of America
27
Bank of America
North Carolina
$1.19M -$166K -6,578 -12%
LPL Financial
28
LPL Financial
California
$1.09M +$182K +7,204 +20%
UBS Group
29
UBS Group
Switzerland
$905K -$168K -6,624 -16%
RJA
30
Raymond James & Associates
Florida
$847K -$3.08K -122 -0.4%
KAS
31
Kestra Advisory Services
Texas
$821K +$20.7K +819 +3%
HF
32
HRT Financial
New York
$778K +$400K +15,831 +106%
RIG
33
Roosevelt Investment Group
New York
$662K -$3.21K -127 -0.5%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$633K +$531 +21 +0.1%
ASFA
35
All Season Financial Advisors
Colorado
$630K -$76.4K -3,024 -11%
AR
36
Advisory Research
Illinois
$623K -$67.4K -2,666 -10%
Osaic Holdings
37
Osaic Holdings
Arizona
$620K -$307K -12,167 -33%
Mirae Asset Global Investments
38
Mirae Asset Global Investments
South Korea
$599K +$210K +8,296 +54%
JF
39
Jump Financial
Illinois
$511K +$511K +20,200 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$506K – – –
BA
41
Bard Associates
Illinois
$505K – – –
Citadel Advisors
42
Citadel Advisors
Florida
$505K +$115K +4,545 +29%
CAG
43
Csenge Advisory Group
Florida
$462K -$35.8K -1,440 -7%
1WM
44
1900 Wealth Management
Texas
$462K – – –
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$449K -$532K -21,018 -54%
HKAM
46
Horizon Kinetics Asset Management
New York
$430K – – –
VF
47
Virtu Financial
New York
$392K +$392K +15,505 New
VEA
48
Virtus ETF Advisers
New York
$367K -$236K -9,342 -39%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$363K +$11.6K +461 +3%
US Bancorp
50
US Bancorp
Minnesota
$346K – – –
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