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Capital Southwest
CSWC

91 hedge funds and large institutions have $140M invested in Capital Southwest in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 14

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

14% more funds holding

Funds holding: 80 → 91 (+11)

6% more capital invested

Capital invested by funds: $132M → $140M (+$7.97M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.46% less ownership

Funds ownership: 30.04% → 28.59% (-1.5%)

45% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.37M

Holders
91
Holders Change
+11
Holders Change %
+13.75%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
22
Increased
37
Reduced
14
Closed
11
Calls
$1.3M
Puts
$2.37M
Net Calls
-$1.07M
Net Calls Change
-$2.13M

Top Buyers

Rank Fund Capital Flow
1
Two Sigma Advisers
Two Sigma Advisers
New York
+$3.79M
2
Morgan Stanley
Morgan Stanley
New York
+$1.46M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.45M
4
Norges Bank
Norges Bank
Norway
+$1.41M
5
Invesco
Invesco
Georgia
+$1.1M

Top Sellers

Rank Fund Capital Flow
1
ZIG
Zuckerman Investment Group
Illinois
-$4.91M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$2.39M
3
Creative Planning
Creative Planning
Kansas
-$1.85M
4
SMH
Sanders Morris Harris
Texas
-$1.76M
5
LCWP
Legacy Capital Wealth Partners
Arkansas
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Mackenzie Financial
26
Mackenzie Financial
Ontario, Canada
$1.13M +$645K +26,018 +116%
TA
27
Tectonic Advisors
Texas
$1.03M +$96.1K +3,875 +10%
Invesco
28
Invesco
Georgia
$1.03M +$1.1M +44,272 New
LPL Financial
29
LPL Financial
California
$970K +$134K +5,407 +15%
ECM
30
ExodusPoint Capital Management
New York
$850K +$908K +36,589 New
UBS Group
31
UBS Group
Switzerland
$782K +$189K +7,618 +29%
Osaic Holdings
32
Osaic Holdings
Arizona
$761K +$22.7K +916 +3%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$671K +$8.33K +336 +1%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$669K +$291K +11,726 +69%
QC
35
Quadrature Capital
United Kingdom
$657K -$1.01M -40,851 -59%
AR
36
Advisory Research
Illinois
$637K -$63.4K -2,557 -9%
VEA
37
Virtus ETF Advisers
New York
$623K +$99.2K +4,001 +18%
VF
38
Virtu Financial
New York
$617K +$659K +26,572 New
RIG
39
Roosevelt Investment Group
New York
$611K – – –
HF
40
HRT Financial
New York
$600K +$74K +2,982 +13%
MWNA
41
Marshall Wace North America
New York
$591K +$631K +25,436 New
ASFA
42
All Season Financial Advisors
Colorado
$571K +$610K +24,574 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$537K -$172K -6,939 -23%
ASN
44
Advisory Services Network
Georgia
$522K -$88.9K -3,584 -14%
RJA
45
Raymond James & Associates
Florida
$515K +$550K +22,168 New
AllianceBernstein
46
AllianceBernstein
Tennessee
$486K +$148K +5,973 +40%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$464K – – –
BA
48
Bard Associates
Illinois
$464K +$7.32K +295 +1%
CAG
49
Csenge Advisory Group
Florida
$462K -$26.6K -1,073 -5%
1WM
50
1900 Wealth Management
Texas
$424K – – –
1
2
3 4

CSWC Hedge Fund Activity: Q2 2021 in Review

91 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2021, worth a combined $140M — up 6.1% from $132M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new CSWC positions and 11 closed out — a net gain of 11 holders — while 37 added to existing stakes and 14 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $3.79M. The largest seller was Zuckerman Investment Group, cutting an estimated $4.91M.

  • 91 institutional investors held Capital Southwest (CSWC) as of Q2 2021, up from 80 in Q1 2021.
  • Funds reported $140M of Capital Southwest stock for Q2 2021, up 6.1% quarter-over-quarter.
  • 22 funds opened new Capital Southwest positions in Q2 2021 and 11 closed out, a net change of +11 holders.
  • The largest Capital Southwest buyer in Q2 2021 was Two Sigma Advisers, an estimated $3.79M added.
  • The largest Capital Southwest seller in Q2 2021 was Zuckerman Investment Group, an estimated $4.91M sold.

Based on aggregated 13F filings for Q2 2021.