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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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72 hedge funds and large institutions have $175M invested in ClearBridge MLP and Midstream Fund Inc. in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

29% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 17

4% more funds holding

Funds holding: 69 → 72 (+3)

3% more capital invested

Capital invested by funds: $170M → $175M (+$4.89M)

Holders
72
Holders Change
+3
Holders Change %
+4.35%
% of All Funds
1.14%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
11
Increased
22
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$9.01M
2
AAM
Advisors Asset Management
Colorado
+$2.85M
3
SIA
Sit Investment Associates
Minnesota
+$2.21M
4
WAM
Wolverine Asset Management
Illinois
+$1.89M
5
AGM
Alpine Global Management
New York
+$1.2M

Top Sellers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
-$10.9M
2
MGAM
McGowan Group Asset Management
Texas
-$3.57M
3
ClearBridge Investments
ClearBridge Investments
New York
-$2M
4
QC
Quantedge Capital
Singapore
-$835K
5
TB
Terril Brothers
Missouri
-$595K
Name Holding Trade Value Shares
Change 		Change in
Stake
QC
26
Quantedge Capital
Singapore
$834K -$835K -23,050 -49%
TCA
27
Transcend Capital Advisors
New Jersey
$830K – – –
Osaic Holdings
28
Osaic Holdings
Arizona
$639K +$311K +8,593 +90%
RJA
29
Raymond James & Associates
Florida
$626K -$14.1K -390 -2%
LPL Financial
30
LPL Financial
California
$606K +$71.2K +1,966 +13%
M&T Bank
31
M&T Bank
New York
$605K – – –
Blackstone Inc
32
Blackstone Inc
New York
$520K +$535K +14,754 New
IA
33
IFP Advisors
Florida
$489K +$14.5K +401 +3%
VCP
34
Verus Capital Partners
Arizona
$443K -$36.2K -1,000 -7%
PCP
35
Proficio Capital Partners
Massachusetts
$400K -$48.5K -1,338 -11%
CL
36
CSS LLC
Illinois
$391K +$128K +3,527 +47%
DADC
37
D.A. Davidson & Co
Montana
$371K +$20.4K +563 +6%
SOA
38
Sea Otter Advisors
Florida
$363K +$373K +10,300 New
US Bancorp
39
US Bancorp
Minnesota
$355K -$87.5K -2,414 -19%
IWC
40
Integrated Wealth Concepts
Massachusetts
$343K – – –
Invesco
41
Invesco
Georgia
$328K +$337K +9,302 New
OA
42
Oxbow Advisors
Texas
$301K – – –
HighTower Advisors
43
HighTower Advisors
Illinois
$282K +$49.1K +1,354 +20%
ICG
44
InterOcean Capital Group
Tennessee
$282K – – –
SI
45
Stephens Inc
Arkansas
$269K -$109 -3 -0%
CCP
46
Clough Capital Partners
Massachusetts
$266K +$274K +7,550 New
QL
47
Quarry LP
New York
$266K +$274K +7,550 New
JMPWA
48
JP Morgan Private Wealth Advisors
California
$261K +$4.17K +115 +2%
IWP
49
Icon Wealth Partners
Texas
$239K – – –
RIA
50
Realta Investment Advisors
Delaware
$220K – – –
1
2
3 4

CEM Hedge Fund Activity: Q3 2023 in Review

72 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2023, worth a combined $175M — up 2.9% from $170M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 7 closed out — a net gain of 4 holders — while 22 added to existing stakes and 17 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $9.01M. The largest seller was Penserra Capital Management, exiting entirely with an estimated $10.9M sold.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2023, up from 69 in Q2 2023.
  • Funds reported $175M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2023, up 2.9% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2023 and 7 closed out, a net change of +4 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2023 was Saba Capital Management, an estimated $9.01M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2023 was Penserra Capital Management, an estimated $10.9M sold.

Based on aggregated 13F filings for Q3 2023.