CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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71 hedge funds and large institutions have $132M invested in ClearBridge MLP and Midstream Fund Inc. in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
-2
Holders Change %
-2.74%
% of All Funds
1.23%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
4
Increased
24
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$17.3M
2
CA
2
Cornerstone Advisors
North Carolina
$8.73M
3
Wells Fargo
3
Wells Fargo
California
$5.36M
4
AAM
4
Advisors Asset Management
Colorado
$2.78M
5
OFG
5
OTA Financial Group
New York
$1.01M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$1.33M
2
PCP
2
Proficio Capital Partners
Massachusetts
$370K
3
Morgan Stanley
3
Morgan Stanley
New York
$19.9M
4
Bank of America
4
Bank of America
North Carolina
$10.9M
5
GC
5
Guggenheim Capital
Illinois
$795K
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
26
Guggenheim Capital
Illinois
$795K -$653K -21,896 -45%
RJA
27
Raymond James & Associates
Florida
$746K -$328 -11 -0%
TCA
28
Transcend Capital Advisors
New Jersey
$702K -$8.94K -300 -1%
M&T Bank
29
M&T Bank
New York
$512K – – –
Invesco
30
Invesco
Georgia
$467K -$222K -7,461 -32%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$464K -$15.1K -506 -3%
LPL Financial
32
LPL Financial
California
$410K -$20.6K -692 -5%
VCP
33
Verus Capital Partners
Arizona
$402K +$293K +9,841 +270%
PCP
34
Proficio Capital Partners
Massachusetts
$370K -$6.16M -256,489 -94%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$316K -$102K -3,428 -24%
Osaic Holdings
36
Osaic Holdings
Arizona
$300K -$18.2K -612 -6%
DADC
37
D.A. Davidson & Co
Montana
$300K -$4.09K -137 -1%
LWAC
38
Laurel Wealth Advisors (California)
California
$290K – – –
H6H
39
Hightower 6M Holding
Kansas
$289K -$24.7K -829 -8%
Truist Financial
40
Truist Financial
North Carolina
$270K -$79.5K -2,671 -23%
OA
41
Oxbow Advisors
Texas
$254K – – –
ICG
42
InterOcean Capital Group
Tennessee
$238K +$238K +8,000 New
SI
43
Stephens Inc
Arkansas
$231K +$2.24K +75 +1%
IA
44
IFP Advisors
Florida
$229K +$45.2K +3,235 +25%
IWA
45
Icon Wealth Advisors
Texas
$222K +$222K +7,439 New
HSA
46
HBK Sorce Advisory
Pennsylvania
$215K +$215K +215,000 New
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$143K – – –
CFB
48
Cullen/Frost Bankers
Texas
$121K – – –
FF
49
FourThought Financial
Florida
$111K +$61.5K +2,058 +124%
EBA
50
Eagle Bay Advisors
New York
$83K +$8.89K +300 +12%
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