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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

72 hedge funds and large institutions have $132M invested in ClearBridge MLP and Midstream Fund Inc. in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

6% more capital invested

Capital invested by funds: $125M → $132M (+$7.25M)

0% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 24

3% less funds holding

Funds holding: 7472 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
72
Holders Change
-2
Holders Change %
-2.7%
% of All Funds
1.24%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
4
Increased
24
Reduced
24
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$795K -$708K -21,896 -45%
RJA
27
Raymond James & Associates
Florida
$746K -$356 -11 -0%
TCA
28
Transcend Capital Advisors
New Jersey
$702K -$9.71K -300 -1%
M&T Bank
29
M&T Bank
New York
$512K
Invesco
30
Invesco
Georgia
$467K -$241K -7,461 -32%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$464K -$16.4K -506 -3%
LPL Financial
32
LPL Financial
California
$410K -$22.4K -692 -5%
VCP
33
Verus Capital Partners
Arizona
$402K +$318K +9,841 +270%
PCP
34
Proficio Capital Partners
Massachusetts
$370K -$8.3M -256,489 -94%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$316K -$111K -3,428 -24%
Osaic Holdings
36
Osaic Holdings
Arizona
$300K -$19.8K -612 -6%
DADC
37
D.A. Davidson & Co
Montana
$300K -$4.43K -137 -1%
LWAC
38
Laurel Wealth Advisors (California)
California
$290K
H6H
39
Hightower 6M Holding
Kansas
$289K -$26.8K -829 -8%
Truist Financial
40
Truist Financial
North Carolina
$270K -$86.4K -2,671 -23%
OA
41
Oxbow Advisors
Texas
$254K
ICG
42
InterOcean Capital Group
Tennessee
$238K +$259K +8,000 New
SI
43
Stephens Inc
Arkansas
$231K +$2.43K +75 +1%
IA
44
IFP Advisors
Florida
$229K +$105K +3,235 +25%
IWA
45
Icon Wealth Advisors
Texas
$222K +$241K +7,439 New
HSA
46
HBK Sorce Advisory
Pennsylvania
$215K +$6.96M +215,000 New
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$143K
CFB
48
Cullen/Frost Bankers
Texas
$121K
FF
49
FourThought Financial
Florida
$111K +$66.6K +2,058 +124%
EBA
50
Eagle Bay Advisors
New York
$83K +$9.71K +300 +12%

CEM Hedge Fund Activity: Q3 2022 in Review

72 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2022, worth a combined $132M — up 5.8% from $125M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of CEM and 4 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 24 added.

The largest buyer was Saba Capital Management, adding an estimated $12.9M. The largest seller was Proficio Capital Partners, cutting an estimated $8.3M.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2022, down from 74 in Q2 2022.
  • Funds reported $132M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2022, up 5.8% quarter-over-quarter.
  • 4 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2022 and 5 closed out, a net change of -1 holder.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2022 was Saba Capital Management, an estimated $12.9M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2022 was Proficio Capital Partners, an estimated $8.3M sold.

Based on aggregated 13F filings for Q3 2022.