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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
201
Costco
COST
$432B
$7.54K ﹤0.01%
14
– –
ITW icon
202
Illinois Tool Works
ITW
$84.1B
$7.5K ﹤0.01%
30
– –
CAT icon
203
Caterpillar
CAT
$364B
$7.13K ﹤0.01%
29
– –
POOL icon
204
Pool Corp
POOL
$7.05B
$7.12K ﹤0.01%
19
– –
VALE icon
205
Vale
VALE
$62B
$7.1K ﹤0.01%
529
-79
-13% -$1.12K
EMF
206
Templeton Emerging Markets Fund
EMF
$299M
$7.09K ﹤0.01%
599
– –
PM icon
207
Philip Morris
PM
$313B
$7.03K ﹤0.01%
72
– –
AEF
208
abrdn Emerging Markets Equity Income Fund
AEF
$332M
$7.02K ﹤0.01%
1,353
-40
-3% -$207
ISRG icon
209
Intuitive Surgical
ISRG
$128B
$6.99K ﹤0.01%
20
-11
-35% -$3.33K
KSA icon
210
iShares MSCI Saudi Arabia ETF
KSA
$612M
$6.9K ﹤0.01%
167
– –
SLB icon
211
SLB Ltd
SLB
$73.8B
$6.78K ﹤0.01%
138
+15
+12% +$715
TFC icon
212
Truist Financial
TFC
$64.9B
$6.68K ﹤0.01%
220
-71
-24% -$2.21K
CB icon
213
Chubb
CB
$142B
$6.62K ﹤0.01%
34
-11
-24% -$2.15K
GGZ
214
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$6.55K ﹤0.01%
547
-10
-2% -$115
KDP icon
215
Keurig Dr Pepper
KDP
$42.6B
$6.54K ﹤0.01%
209
– –
COO icon
216
Cooper Companies
COO
$14.2B
$6.52K ﹤0.01%
68
– –
ABNB icon
217
Airbnb
ABNB
$91.3B
$6.41K ﹤0.01%
+50
New +$5.85K
GLW icon
218
Corning
GLW
$108B
$6.34K ﹤0.01%
181
– –
CARR icon
219
Carrier Global
CARR
$50.4B
$6.31K ﹤0.01%
127
-15
-11% -$660
TCOM icon
220
Trip.com Group
TCOM
$29.2B
$6.29K ﹤0.01%
180
+74
+70% +$2.57K
PAYX icon
221
Paychex
PAYX
$44.1B
$6.26K ﹤0.01%
56
– –
ON icon
222
ON Semiconductor
ON
$31.5B
$6.24K ﹤0.01%
66
-16
-20% -$1.32K
CMU
223
DELISTED
MFS High Yield Municipal Trust
CMU
$6.21K ﹤0.01%
1,930
-10
-0.5% -$32
QCOM icon
224
Qualcomm
QCOM
$168B
$6.19K ﹤0.01%
52
– –
CXH
225
DELISTED
MFS Investment Grade Municipal Trust
CXH
$6.18K ﹤0.01%
840
-10
-1% -$73
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.