TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+10.84%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$273M
AUM Growth
+$273M
Cap. Flow
-$3.47M
Cap. Flow %
-1.27%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.63M
2
SHV icon
iShares Short Treasury Bond ETF
SHV
$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$1.53M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$5.75M
3
DSL
DoubleLine Income Solutions Fund
DSL
$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.36M
5
CET
Central Securities Corp
CET
$1.04M

Sector Composition

1 Financials 7.64%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZF
201
DELISTED
Virtus Total Return Fund Inc.
ZF
$28K 0.01%
2,767
+46
+2% +$465
CELG
202
DELISTED
Celgene Corp
CELG
$28K 0.01%
300
– –
CHN
203
China Fund
CHN
$166M
$27K 0.01%
1,343
-917
-41% -$18.4K
DEO icon
204
Diageo
DEO
$61.2B
$26K 0.01%
157
+28
+22% +$4.64K
APF
205
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$22K 0.01%
1,347
-155
-10% -$2.53K
BMRN icon
206
BioMarin Pharmaceuticals
BMRN
$11.3B
$21K 0.01%
239
-12
-5% -$1.05K
INCY icon
207
Incyte
INCY
$17B
$21K 0.01%
242
– –
GFY
208
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$21K 0.01%
1,308
– –
SE icon
209
Sea Limited
SE
$107B
$20K 0.01%
857
-314
-27% -$7.33K
EFF
210
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$20K 0.01%
+1,335
New +$20K
DFP
211
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$430M
$19K 0.01%
801
-6,261
-89% -$149K
INO icon
212
Inovio Pharmaceuticals
INO
$144M
$19K 0.01%
417
– –
ABEV icon
213
Ambev
ABEV
$34.1B
$17K 0.01%
+4,050
New +$17K
ACN icon
214
Accenture
ACN
$158B
$16K 0.01%
89
+46
+107% +$8.27K
MSFT icon
215
Microsoft
MSFT
$3.76T
$16K 0.01%
132
+11
+9% +$1.33K
NTG
216
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$16K 0.01%
116
– –
UN
217
DELISTED
Unilever NV New York Registry Shares
UN
$15K 0.01%
257
+72
+39% +$4.2K
EOD
218
Allspring Global Dividend Opportunity Fund
EOD
$244M
$14K 0.01%
+2,588
New +$14K
TD icon
219
Toronto Dominion Bank
TD
$128B
$14K 0.01%
255
+122
+92% +$6.7K
CCEP icon
220
Coca-Cola Europacific Partners
CCEP
$39.4B
$13K ﹤0.01%
+257
New +$13K
BDJ icon
221
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$13K ﹤0.01%
1,526
+26
+2% +$221
CB icon
222
Chubb
CB
$111B
$13K ﹤0.01%
90
+27
+43% +$3.9K
USO icon
223
United States Oil Fund
USO
$967M
$13K ﹤0.01%
125
– –
V icon
224
Visa
V
$681B
$13K ﹤0.01%
82
– –
INFO
225
DELISTED
IHS Markit Ltd. Common Shares
INFO
$13K ﹤0.01%
237
+139
+142% +$7.62K
7 8
9
10 11