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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZF
201
DELISTED
Virtus Total Return Fund Inc.
ZF
$28K 0.01%
2,767
+46
+2% +$434
CELG
202
DELISTED
Celgene Corp
CELG
$28K 0.01%
300
– –
CHN
203
DELISTED
China Fund
CHN
$27K 0.01%
1,343
-917
-41% -$17.5K
DEO icon
204
Diageo
DEO
$49.4B
$26K 0.01%
157
+28
+22% +$4.27K
APF
205
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$22K 0.01%
1,347
-155
-10% -$2.69K
BMRN icon
206
BioMarin Pharmaceuticals
BMRN
$12B
$21K 0.01%
239
-12
-5% -$1.11K
INCY icon
207
Incyte
INCY
$26B
$21K 0.01%
242
– –
GFY
208
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$21K 0.01%
1,308
– –
SE icon
209
Sea Limited
SE
$65.8B
$20K 0.01%
857
-314
-27% -$5.5K
EFF
210
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$20K 0.01%
+1,335
New +$19.9K
DFP
211
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$19K 0.01%
801
-6,261
-89% -$143K
INO icon
212
Inovio Pharmaceuticals
INO
$84.7M
$19K 0.01%
417
– –
ABEV icon
213
Ambev
ABEV
$48.4B
$17K 0.01%
+4,050
New +$18.6K
ACN icon
214
Accenture
ACN
$101B
$16K 0.01%
89
+46
+107% +$7.23K
MSFT icon
215
Microsoft
MSFT
$2.92T
$16K 0.01%
132
+11
+9% +$1.2K
NTG
216
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$16K 0.01%
116
– –
UN
217
DELISTED
Unilever NV New York Registry Shares
UN
$15K 0.01%
257
+72
+39% +$3.95K
EOD
218
Allspring Global Dividend Opportunity Fund
EOD
$275M
$14K 0.01%
+2,588
New +$13.4K
TD icon
219
Toronto Dominion Bank
TD
$199B
$14K 0.01%
255
+122
+92% +$6.74K
BDJ icon
220
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$13K ﹤0.01%
1,526
+26
+2% +$220
CB icon
221
Chubb
CB
$141B
$13K ﹤0.01%
90
+27
+43% +$3.59K
CCEP icon
222
Coca-Cola Europacific Partners
CCEP
$49.2B
$13K ﹤0.01%
+257
New +$12.2K
USO icon
223
United States Oil Fund
USO
$2B
$13K ﹤0.01%
125
– –
V icon
224
Visa
V
$697B
$13K ﹤0.01%
82
– –
INFO
225
DELISTED
IHS Markit Ltd. Common Shares
INFO
$13K ﹤0.01%
237
+139
+142% +$7.28K
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.