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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBVA icon
201
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$27K 0.01%
5,143
– –
FAM
202
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$27K 0.01%
+2,915
New +$26.9K
GAB icon
203
Gabelli Equity Trust
GAB
$1.76B
$26K 0.01%
5,183
+173
+3% +$992
APF
204
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$25K 0.01%
1,502
– –
ZF
205
DELISTED
Virtus Total Return Fund Inc.
ZF
$24K 0.01%
2,721
+40
+1% +$373
BWG
206
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$22K 0.01%
2,159
-1,500
-41% -$15.6K
ASG
207
Liberty All-Star Growth Fund
ASG
$324M
$21K 0.01%
4,813
– –
BMRN icon
208
BioMarin Pharmaceuticals
BMRN
$12B
$21K 0.01%
251
+46
+22% +$4.38K
PNF
209
DELISTED
PIMCO New York Municipal Income Fund
PNF
$21K 0.01%
+1,800
New +$20.7K
INO icon
210
Inovio Pharmaceuticals
INO
$84.7M
$20K 0.01%
417
– –
GFY
211
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$20K 0.01%
1,308
– –
CELG
212
DELISTED
Celgene Corp
CELG
$19K 0.01%
300
– –
DEO icon
213
Diageo
DEO
$49.4B
$18K 0.01%
129
-147
-53% -$20.7K
ASML icon
214
ASML
ASML
$608B
$16K 0.01%
100
+70
+233% +$11.9K
INCY icon
215
Incyte
INCY
$26B
$15K 0.01%
242
– –
KPTI icon
216
Karyopharm Therapeutics
KPTI
$161M
$14K 0.01%
100
– –
NTG
217
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$14K 0.01%
116
– –
SE icon
218
Sea Limited
SE
$65.8B
$13K 0.01%
1,171
+173
+17% +$2.17K
BDJ icon
219
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$12K ﹤0.01%
1,500
-2,477
-62% -$21.1K
ITUB icon
220
Itaú Unibanco
ITUB
$91.6B
$12K ﹤0.01%
1,787
-3,319
-65% -$21.3K
MSFT icon
221
Microsoft
MSFT
$2.92T
$12K ﹤0.01%
121
– –
JNJ icon
222
Johnson & Johnson
JNJ
$643B
$11K ﹤0.01%
82
+23
+39% +$3.21K
TSI
223
TCW Strategic Income Fund
TSI
$214M
$11K ﹤0.01%
2,000
-20,000
-91% -$108K
UNH icon
224
UnitedHealth
UNH
$389B
$11K ﹤0.01%
43
– –
V icon
225
Visa
V
$697B
$11K ﹤0.01%
82
– –
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.