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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
201
BlackRock Credit Allocation Income Trust
BTZ
$933M
$16K 0.01%
1,301
+1
+0.1% +$12
SLB icon
202
SLB Ltd
SLB
$74.2B
$16K 0.01%
269
-79
-23% -$5.09K
USO icon
203
United States Oil Fund
USO
$2B
$16K 0.01%
125
– –
AAPL icon
204
Apple
AAPL
$4.99T
$14K 0.01%
256
– –
MSFT icon
205
Microsoft
MSFT
$2.92T
$14K 0.01%
121
– –
SE icon
206
Sea Limited
SE
$65.8B
$14K 0.01%
998
– –
SVXY icon
207
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
$14K 0.01%
488
-1
-0.2% -$28
FTI icon
208
TechnipFMC
FTI
$28.9B
$13K ﹤0.01%
550
– –
GGZ
209
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$13K ﹤0.01%
1,046
– –
MVC
210
DELISTED
MVC Capital, Inc.
MVC
$13K ﹤0.01%
1,359
+21
+2% +$199
V icon
211
Visa
V
$697B
$12K ﹤0.01%
82
– –
RTN
212
DELISTED
Raytheon Company
RTN
$12K ﹤0.01%
59
– –
JPM icon
213
JPMorgan Chase
JPM
$950B
$11K ﹤0.01%
98
– –
MCD icon
214
McDonald's
MCD
$194B
$11K ﹤0.01%
66
– –
PEP icon
215
PepsiCo
PEP
$195B
$11K ﹤0.01%
95
– –
PHG icon
216
Philips
PHG
$24.8B
$11K ﹤0.01%
298
+7
+2% +$239
UNH icon
217
UnitedHealth
UNH
$389B
$11K ﹤0.01%
43
– –
IRL
218
DELISTED
NEW IRELAND FUND INC
IRL
$11K ﹤0.01%
1,084
– –
MSF
219
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K ﹤0.01%
716
– –
BABA icon
220
Alibaba
BABA
$276B
$10K ﹤0.01%
60
– –
CCEP icon
221
Coca-Cola Europacific Partners
CCEP
$49.3B
$10K ﹤0.01%
230
– –
EDU icon
222
New Oriental
EDU
$8.08B
$10K ﹤0.01%
132
+38
+40% +$3.15K
PFE icon
223
Pfizer
PFE
$144B
$10K ﹤0.01%
246
– –
UN
224
DELISTED
Unilever NV New York Registry Shares
UN
$10K ﹤0.01%
175
+56
+47% +$3.17K
AXP icon
225
American Express
AXP
$227B
$9K ﹤0.01%
87
– –
7 8
9
10 11

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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.