Thomas J. Herzfeld Advisors Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
THQ
abrdn Healthcare Opportunities Fund
THQ
|
+$416K |
| 2 |
THW
abrdn World Healthcare Fund
THW
|
+$410K |
| 3 |
DCA
Virtus Total Return Fund
DCA
|
+$396K |
| 4 |
Royal Caribbean
RCL
|
+$359K |
| 5 |
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
|
+$348K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
|
+$19.4M |
| 2 |
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
|
+$12.2M |
| 3 |
SOR
Source Capital
SOR
|
+$7.92M |
| 4 |
MVCB.CL
MVC Capital, Inc.
MVCB.CL
|
+$3.95M |
| 5 |
Invesco CEF Income Composite ETF
PCEF
|
+$2.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 5.64% |
| 2 | Consumer Discretionary | 5.24% |
| 3 | Industrials | 4.96% |
| 4 | Consumer Staples | 2.29% |
| 5 | Utilities | 1.62% |
Similar funds
Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review
As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.
Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.
By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.
- Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
- Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
- Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
- Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
- Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
- Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
- Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.
Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.