TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$238M
AUM Growth
+$238M
Cap. Flow
+$31M
Cap. Flow %
13.04%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
86
Reduced
33
Closed
20

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$7.05M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
$4.98M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$2.88M
4
BST icon
BlackRock Science and Technology Trust
BST
$2.17M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
$2.16M

Top Sells

1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
$2.27M
3
DCA
Virtus Total Return Fund
DCA
$1.4M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$708K
5
GLQ
Clough Global Equity Fund
GLQ
$423K

Sector Composition

1 Industrials 4.09%
2 Consumer Discretionary 3.45%
3 Financials 3.21%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEF
201
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$36K 0.02%
+5,000
New +$36K
LTS
202
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$35K 0.01%
+10,000
New +$35K
GWPH
203
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$35K 0.01%
285
+48
+20% +$5.9K
APTV icon
204
Aptiv
APTV
$17.3B
$35K 0.01%
+413
New +$35K
AY
205
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$34K 0.01%
1,071
– –
VIPS icon
206
Vipshop
VIPS
$8.36B
$34K 0.01%
1,542
– –
NRO
207
Neuberger Berman Real Estate Securities Income Fund
NRO
$205M
$34K 0.01%
7,217
– –
CB icon
208
Chubb
CB
$111B
$34K 0.01%
331
– –
MNK
209
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$33K 0.01%
282
– –
TLI
210
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$33K 0.01%
+3,000
New +$33K
FBR
211
DELISTED
Fibria Celulose Sa
FBR
$31K 0.01%
+2,263
New +$31K
BKT icon
212
BlackRock Income Trust
BKT
$285M
$31K 0.01%
5,000
– –
BIDU icon
213
Baidu
BIDU
$33.1B
$31K 0.01%
156
– –
BAP icon
214
Credicorp
BAP
$20.8B
$31K 0.01%
223
– –
SHPG
215
DELISTED
Shire pic
SHPG
$30K 0.01%
+123
New +$30K
PCM
216
PCM Fund
PCM
$77.6M
$30K 0.01%
+3,000
New +$30K
ABEV icon
217
Ambev
ABEV
$33.5B
$30K 0.01%
4,939
+917
+23% +$5.57K
PUK icon
218
Prudential
PUK
$33.3B
$29K 0.01%
605
– –
HDB icon
219
HDFC Bank
HDB
$181B
$29K 0.01%
486
-88
-15% -$5.25K
BUD icon
220
AB InBev
BUD
$116B
$29K 0.01%
241
– –
TYG.PRB
221
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$28K 0.01%
2,800
+1,500
+115% +$15K
ST icon
222
Sensata Technologies
ST
$4.63B
$28K 0.01%
539
– –
AZN icon
223
AstraZeneca
AZN
$255B
$28K 0.01%
+887
New +$28K
SYT
224
DELISTED
Syngenta Ag
SYT
$27K 0.01%
335
-109
-25% -$8.79K
MVC
225
DELISTED
MVC Capital, Inc.
MVC
$26K 0.01%
2,618
– –
7 8
9
10 11