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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
176
PGIM Global High Yield Fund
GHY
$476M
$10.7K ﹤0.01%
992
-10
-1% -$112
PNC icon
177
PNC Financial Services
PNC
$99.2B
$10.7K ﹤0.01%
87
– –
PLD icon
178
Prologis
PLD
$136B
$10.7K ﹤0.01%
95
– –
ZTR
179
Virtus Total Return Fund
ZTR
$342M
$10.3K ﹤0.01%
2,148
+77
+4% +$439
ADP icon
180
Automatic Data Processing
ADP
$105B
$10.1K ﹤0.01%
42
– –
SE icon
181
Sea Limited
SE
$65.1B
$9.76K ﹤0.01%
222
-199
-47% -$9.73K
SVXY icon
182
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
$9.5K ﹤0.01%
220
– –
LMT icon
183
Lockheed Martin
LMT
$132B
$9.41K ﹤0.01%
23
– –
TSI
184
TCW Strategic Income Fund
TSI
$212M
$9.16K ﹤0.01%
2,000
– –
JEQ
185
DELISTED
abrdn Japan Equity Fund
JEQ
$9.11K ﹤0.01%
1,703
+20
+1% +$115
UPS icon
186
United Parcel Service
UPS
$89.5B
$9.04K ﹤0.01%
58
– –
USB icon
187
US Bancorp
USB
$98B
$8.96K ﹤0.01%
271
– –
TMC icon
188
TMC The Metals Company
TMC
$1.57B
$8.88K ﹤0.01%
8,959
– –
JPM icon
189
JPMorgan Chase
JPM
$933B
$8.85K ﹤0.01%
61
-1
-2% -$150
TRV icon
190
Travelers Companies
TRV
$78.4B
$8.82K ﹤0.01%
54
– –
AMAT icon
191
Applied Materials
AMAT
$398B
$8.72K ﹤0.01%
63
– –
SRE icon
192
Sempra
SRE
$58.6B
$8.71K ﹤0.01%
128
– –
CSCO icon
193
Cisco
CSCO
$448B
$8.65K ﹤0.01%
161
– –
AOD
194
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$8.29K ﹤0.01%
1,097
– –
JOF
195
Japan Smaller Capitalization Fund
JOF
$322M
$8.27K ﹤0.01%
1,163
-30
-3% -$219
SLB icon
196
SLB Ltd
SLB
$72.6B
$8.04K ﹤0.01%
138
– –
CAT icon
197
Caterpillar
CAT
$373B
$7.92K ﹤0.01%
29
– –
COST icon
198
Costco
COST
$423B
$7.91K ﹤0.01%
14
– –
O icon
199
Realty Income
O
$60.1B
$7.79K ﹤0.01%
156
– –
VRTX icon
200
Vertex Pharmaceuticals
VRTX
$122B
$7.65K ﹤0.01%
22
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.