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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASA
176
ASA Gold and Precious Metals
ASA
$941M
$47K 0.02%
5,015
+5
+0.1% +$45
EMD
177
Western Asset Emerging Markets Debt Fund
EMD
$613M
$47K 0.02%
+3,811
New +$48.1K
APB
178
DELISTED
Asia Pacific Fund
APB
$47K 0.02%
4,150
– –
MDY icon
179
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$45K 0.02%
+150
New +$49.9K
TIP icon
180
iShares TIPS Bond ETF
TIP
$14.5B
$45K 0.02%
410
– –
EIV
181
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$44K 0.02%
+4,020
New +$45.2K
QQQ icon
182
Invesco QQQ Trust
QQQ
$445B
$42K 0.02%
+270
New +$45.2K
FAX
183
abrdn Asia-Pacific Income Fund
FAX
$595M
$40K 0.02%
+1,725
New +$41.3K
CEE
184
Central and Eastern Europe Fund
CEE
$136M
$39K 0.02%
1,783
– –
GDL
185
GDL Fund
GDL
$91.7M
$39K 0.02%
4,219
+46
+1% +$413
CHN
186
DELISTED
China Fund
CHN
$38K 0.02%
2,260
-12,537
-85% -$223K
DMF
187
DELISTED
BNY Mellon Municipal Income
DMF
$38K 0.02%
+5,000
New +$38.2K
NMT icon
188
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$131M
$35K 0.01%
+2,983
New +$35.3K
RCG
189
RENN Fund
RCG
$20.6M
$34K 0.01%
22,847
– –
IBN icon
190
ICICI Bank
IBN
$109B
$33K 0.01%
3,212
-1,559
-33% -$14.7K
QQQX icon
191
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$33K 0.01%
1,630
+28
+2% +$619
SONY icon
192
Sony
SONY
$133B
$33K 0.01%
3,450
-1,820
-35% -$19.3K
ENZ
193
DELISTED
Enzo Biochem, Inc.
ENZ
$33K 0.01%
11,882
-747
-6% -$2.45K
MHE
194
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$33K 0.01%
+2,987
New +$34.6K
EQIX icon
195
Equinix
EQIX
$102B
$30K 0.01%
86
+26
+43% +$10.1K
JCE icon
196
Nuveen Core Equity Alpha Fund
JCE
$278M
$30K 0.01%
2,462
+43
+2% +$580
RVT icon
197
Royce Value Trust
RVT
$2.22B
$29K 0.01%
2,477
-5,339
-68% -$73.9K
SU icon
198
Suncor Energy
SU
$75.4B
$29K 0.01%
1,049
+250
+31% +$8.31K
BIDU icon
199
Baidu
BIDU
$35.7B
$28K 0.01%
175
-26
-13% -$4.85K
EMO
200
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$28K 0.01%
+708
New +$34.7K
6 7
8
9 10

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DMBA
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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.